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POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 41 Institutional holders with a total value of $76,156,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 396,449 13,023,000 17.10%
2 LPL Financial LLC 351,706 11,554,000 15.17%
3 MORGAN STANLEY 253,742 8,335,000 10.94%
4 BB&T SECURITIES, LLC 24,785 8,141,000 10.69%
5 WELLS FARGO & COMPANY/MN 197,189 6,478,000 8.51%
6 ROYAL BANK OF CANADA 118,711 3,900,000 5.12%
7 Good Harbor Financial, LLC 113,769 3,737,000 4.91%
8 Commonwealth Equity Services, Inc 98,346 3,231,000 4.24%
9 RAYMOND JAMES & ASSOCIATES 96,499 3,170,000 4.16%
10 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 83,391 2,739,000 3.60%
11 Invesco Ltd. 67,032 2,202,000 2.89%
12 UBS Group AG 45,564 1,497,000 1.97%
13 AMERICAN INTERNATIONAL GROUP, INC. 37,359 1,227,237 1.61%
14 STIFEL FINANCIAL CORP 29,706 976,000 1.28%
15 Sigma Planning Corp 20,898 686,000 0.90%
16 Essex Financial Services, Inc. 18,790 617,000 0.81%
17 Cambridge Investment Research Advisors, Inc. 17,943 589,000 0.77%
18 Janney Montgomery Scott LLC 15,784 518,504 0.68%
19 Baker Avenue Asset Management, LP 15,400 506,000 0.66%
20 HSBC HOLDINGS PLC 11,501 378,000 0.50%
21 AXA S.A. 10,460 344,000 0.45%
22 SII INVESTMENTS INC/WI 9,532 312,000 0.41%
23 DEUTSCHE BANK AG\ 9,410 309,000 0.41%
24 HIGH POINT BANK & TRUST CO 9,159 301,000 0.40%
25 Private Advisor Group, LLC 7,760 255,000 0.33%
26 Mariner, LLC 7,000 230,000 0.30%
27 JPMORGAN CHASE & CO 6,850 225,000 0.30%
28 AMERIPRISE FINANCIAL INC 6,167 203,000 0.27%
29 MSI Financial Services Inc 5,191 171,000 0.22%
30 NEW ENGLAND SECURITIES CORP /MA/ 3,520 116,000 0.15%
31 NEXT Financial Group, Inc 1,465 48,000 0.06%
32 Barrett Asset Management, LLC 1,000 33,000 0.04%
33 Winslow, Evans & Crocker, Inc. 914 29,994 0.04%
34 ENVESTNET ASSET MANAGEMENT INC 564 19,000 0.02%
35 Catamount Wealth Management 500 16,000 0.02%
36 Stratos Wealth Partners, LTD. 465 15,275 0.02%
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 400 13,000 0.02%
38 NATIONAL PLANNING CORP 344 11,318 0.01%
39 Tower Research Capital LLC (TRC) 7 0 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 CITIGROUP INC 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.