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POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 48 Institutional holders with a total value of $431,770,843.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 6,276,867 206,446,000 47.81%
2 BB&T SECURITIES, LLC 335,217 110,252,000 25.53%
3 LPL Financial LLC 514,438 16,884,000 3.91%
4 MORGAN STANLEY 480,165 15,793,000 3.66%
5 RAYMOND JAMES & ASSOCIATES 391,951 12,891,000 2.99%
6 WELLS FARGO & COMPANY/MN 259,190 8,525,000 1.97%
7 UBS Group AG 248,041 8,158,000 1.89%
8 ROYAL BANK OF CANADA 221,514 7,286,000 1.69%
9 ENVESTNET ASSET MANAGEMENT INC 174,727 5,747,000 1.33%
10 BANK OF AMERICA CORP /DE/ 162,248 5,336,000 1.24%
11 Good Harbor Financial, LLC 144,076 4,739,000 1.10%
12 AMERIPRISE FINANCIAL INC 134,890 4,436,000 1.03%
13 Invesco Ltd. 124,126 4,083,000 0.95%
14 Commonwealth Equity Services, Inc 101,016 3,322,000 0.77%
15 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 83,391 2,743,000 0.64%
16 HSBC HOLDINGS PLC 49,001 1,612,000 0.37%
17 AMERICAN INTERNATIONAL GROUP, INC. 46,578 1,531,963 0.35%
18 Essex Financial Services, Inc. 37,046 1,218,000 0.28%
19 STIFEL FINANCIAL CORP 37,031 1,218,000 0.28%
20 MSI Financial Services Inc 28,845 949,000 0.22%
21 Baker Avenue Asset Management, LP 28,494 937,000 0.22%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,824 817,000 0.19%
23 Sigma Planning Corp 23,825 784,000 0.18%
24 Virtu KCG Holdings LLC 21,384 703,000 0.16%
25 Janney Montgomery Scott LLC 19,328 636,000 0.15%
26 Cambridge Investment Research Advisors, Inc. 15,950 525,000 0.12%
27 HIGH POINT BANK & TRUST CO 15,431 508,000 0.12%
28 Stratos Wealth Partners, LTD. 14,805 489,000 0.11%
29 MANAGED ACCOUNT ADVISORS LLC 14,343 472,000 0.11%
30 SIGNATUREFD, LLC 13,787 453,000 0.10%
31 AXA S.A. 12,210 402,000 0.09%
32 Orca Investment Management, LLC 11,085 365,000 0.08%
33 WHITTIER TRUST CO 10,466 344,000 0.08%
34 SII INVESTMENTS INC/WI 10,150 333,000 0.08%
35 Private Advisor Group, LLC 8,080 266,000 0.06%
36 Mariner, LLC 7,000 230,000 0.05%
37 Johnson Financial Group, Inc. 2,912 96,000 0.02%
38 NEXT Financial Group, Inc 1,465 48,000 0.01%
39 Hudock, Inc. 1,349 44,000 0.01%
40 Simplicity Solutions, LLC 1,090 35,850 0.01%
41 Barrett Asset Management, LLC 1,000 33,000 0.01%
42 Winslow, Evans & Crocker, Inc. 914 30,030 0.01%
43 Catamount Wealth Management 500 16,000 0.00%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 457 15,000 0.00%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 400 13,000 0.00%
46 B. Riley Wealth Management, Inc. 200 6,000 0.00%
47 CITIGROUP INC 4 0 0.00%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.