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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $150,513,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Argentus Capital Management, LLC 163 10,000 0.01%
2 Strategic Capital Alternatives LLC 163 10,000 0.01%
3 UBS Group AG 925 55,000 0.04%
4 Tower Research Capital LLC (TRC) 1,395 84,000 0.06%
5 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,721 163,000 0.11%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,678 220,000 0.15%
7 Concert Wealth Management Inc. 5,000 299,000 0.20%
8 HAYS ADVISORY LLC 5,486 329,000 0.22%
9 LPL Financial LLC 5,919 354,000 0.24%
10 WELLS FARGO & COMPANY/MN 6,291 376,000 0.25%
11 SSI INVESTMENT MANAGEMENT LLC 7,576 454,000 0.30%
12 Prospera Financial Services Inc 9,795 587,000 0.39%
13 CITADEL ADVISORS LLC 10,243 614,000 0.41%
14 ALESCO ADVISORS LLC 11,000 659,000 0.44%
15 IFC Holdings Incorporated/FL 20,909 1,253,000 0.83%
16 WealthTrust Fairport, LLC 23,320 1,396,000 0.93%
17 BANK OF AMERICA CORP /DE/ 27,646 1,656,000 1.10%
18 AFAM CAPITAL, INC. 37,882 2,268,000 1.51%
19 HL FINANCIAL SERVICES LLC 69,088 4,137,000 2.75%
20 Horizon Investments, LLC 70,446 4,218,000 2.80%
21 ENVESTNET ASSET MANAGEMENT INC 89,043 5,332,000 3.54%
22 STIFEL FINANCIAL CORP 92,336 5,529,000 3.67%
23 ROYAL BANK OF CANADA 128,513 7,695,000 5.11%
24 Virtu KCG Holdings LLC 131,005 7,848,000 5.21%
25 MORGAN STANLEY 133,368 7,986,000 5.31%
26 JANE STREET GROUP, LLC 136,763 8,189,000 5.44%
27 AMERICAN INTERNATIONAL GROUP, INC. 169,596 10,155,000 6.75%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 212,024 12,703,000 8.44%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 292,900 17,539,000 11.65%
30 Atria Investments, Inc 2,898 48,395,000 32.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.