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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 49 Institutional holders with a total value of $343,789,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,662,674 99,661,000 28.99%
2 BANK OF AMERICA CORP /DE/ 1,022,048 61,261,000 17.82%
3 WELLS FARGO & COMPANY/MN 821,600 49,246,000 14.32%
4 STRID GROUP, LLC 495,936 29,726,000 8.65%
5 UBS Group AG 400,501 24,006,000 6.98%
6 Raymond James Financial Services Advisors, Inc. 369,842 22,168,000 6.45%
7 LPL Financial LLC 302,121 18,100,000 5.26%
8 RAYMOND JAMES & ASSOCIATES 150,128 8,999,000 2.62%
9 HL FINANCIAL SERVICES LLC 67,090 4,021,000 1.17%
10 RFG Advisory, LLC 48,906 2,931,000 0.85%
11 Janney Montgomery Scott LLC 34,266 2,054,000 0.60%
12 STIFEL FINANCIAL CORP 30,733 1,841,000 0.54%
13 JANE STREET GROUP, LLC 25,763 1,544,000 0.45%
14 MSI Financial Services Inc 21,321 1,278,000 0.37%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,639 1,237,000 0.36%
16 ROYAL BANK OF CANADA 17,120 1,026,000 0.30%
17 Cambridge Investment Research Advisors, Inc. 16,541 991,000 0.29%
18 Virtu KCG Holdings LLC 16,353 980,000 0.29%
19 HighTower Advisors, LLC 15,579 934,000 0.27%
20 IFC Holdings Incorporated/FL 15,379 918,000 0.27%
21 D.A. DAVIDSON & CO. 15,000 899,000 0.26%
22 SII INVESTMENTS INC/WI 12,551 751,000 0.22%
23 WealthTrust Fairport, LLC 12,520 750,000 0.22%
24 SUNTRUST BANKS INC 11,832 709,000 0.21%
25 NewEdge Advisors, LLC 10,602 638,000 0.19%
26 ADVISOR GROUP, INC. 10,619 637,000 0.19%
27 ProVise Management Group, LLC 9,812 588,000 0.17%
28 Cetera Advisor Networks LLC 9,718 584,000 0.17%
29 BERGANKDV WEALTH MANAGEMENT, LLC 8,844 530,000 0.15%
30 ENVESTNET ASSET MANAGEMENT INC 8,599 515,000 0.15%
31 First Horizon Advisors, Inc. 8,514 510,000 0.15%
32 M Holdings Securities, Inc. 8,225 493,000 0.14%
33 SSI INVESTMENT MANAGEMENT LLC 7,987 480,000 0.14%
34 JPMORGAN CHASE & CO 7,047 422,000 0.12%
35 First Allied Advisory Services, Inc. 6,320 379,000 0.11%
36 LVZ, Inc. 6,147 368,000 0.11%
37 BB&T SECURITIES, LLC 5,770 345,000 0.10%
38 Prospera Financial Services Inc 5,383 323,000 0.09%
39 Commonwealth Equity Services, Inc 5,337 320,000 0.09%
40 Brown Advisory Securities, LLC 4,000 240,000 0.07%
41 Private Advisor Group, LLC 3,850 231,000 0.07%
42 Avior Wealth Management, LLC 1,003 60,000 0.02%
43 GENEOS WEALTH MANAGEMENT INC. 580 34,000 0.01%
44 WFG Advisors, LP 500 30,000 0.01%
45 IFP ADVISORS, INC 366 22,000 0.01%
46 Tower Research Capital LLC (TRC) 85 5,000 0.00%
47 SOWELL FINANCIAL SERVICES LLC 48 3,000 0.00%
48 IHT WEALTH MANAGEMENT, LLC 15 1,000 0.00%
49 ADVANTAGE INVESTMENT MANAGEMENT, LLC 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.