Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 31 Institutional holders with a total value of $88,676,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 359,959 21,533,000 24.28%
2 Raymond James Financial Services Advisors, Inc. 175,686 10,510,000 11.85%
3 STIFEL FINANCIAL CORP 1,299 7,732,000 8.72%
4 JANE STREET GROUP, LLC 126,026 7,539,000 8.50%
5 Cetera Advisor Networks LLC 104,551 6,255,000 7.05%
6 CEDAR CAPITAL, LLC 92,305 5,522,000 6.23%
7 HL FINANCIAL SERVICES LLC 71,204 4,259,000 4.80%
8 AMERICAN INTERNATIONAL GROUP, INC. 53,227 3,184,000 3.59%
9 RAYMOND JAMES & ASSOCIATES 49,092 2,937,000 3.31%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,469 2,780,000 3.14%
11 Atria Investments, Inc 40,699 2,437,000 2.75%
12 ROYAL BANK OF CANADA 39,127 2,340,000 2.64%
13 BANK OF AMERICA CORP /DE/ 29,611 1,771,000 2.00%
14 AFAM CAPITAL, INC. 25,721 1,539,000 1.74%
15 Horizon Investments, LLC 24,627 1,473,000 1.66%
16 IFC Holdings Incorporated/FL 23,076 1,381,000 1.56%
17 WealthTrust Fairport, LLC 15,005 898,000 1.01%
18 LPL Financial LLC 13,888 831,000 0.94%
19 Prospera Financial Services Inc 9,795 586,000 0.66%
20 ENVESTNET ASSET MANAGEMENT INC 8,571 513,000 0.58%
21 LVZ, Inc. 7,959 476,000 0.54%
22 Cambridge Investment Research Advisors, Inc. 7,770 465,000 0.52%
23 Virtu KCG Holdings LLC 5,135 307,000 0.35%
24 Concert Wealth Management Inc. 5,000 299,000 0.34%
25 SSI INVESTMENT MANAGEMENT LLC 4,666 278,000 0.31%
26 WELLS FARGO & COMPANY/MN 4,521 270,000 0.30%
27 UBS Group AG 3,797 227,000 0.26%
28 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,519 151,000 0.17%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,075 124,000 0.14%
30 IFP ADVISORS, INC 751 45,000 0.05%
31 Tower Research Capital LLC (TRC) 229 14,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.