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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 42 Institutional holders with a total value of $239,772,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,146,246 68,706,000 28.65%
2 BANK OF AMERICA CORP /DE/ 853,543 51,161,000 21.34%
3 WELLS FARGO & COMPANY/MN 511,309 30,648,000 12.78%
4 STRID GROUP, LLC 502,278 30,107,000 12.56%
5 Raymond James Financial Services Advisors, Inc. 167,938 10,066,000 4.20%
6 LPL Financial LLC 158,976 9,527,000 3.97%
7 RAYMOND JAMES & ASSOCIATES 86,326 5,174,000 2.16%
8 MARINER INDEPENDENT ADVISOR NETWORK, LLC 80,154 4,804,000 2.00%
9 HL FINANCIAL SERVICES LLC 69,745 4,181,000 1.74%
10 RFG Advisory, LLC 48,906 2,931,000 1.22%
11 CITADEL ADVISORS LLC 30,565 1,832,000 0.76%
12 MSI Financial Services Inc 28,599 1,714,000 0.71%
13 UBS Group AG 27,476 1,647,000 0.69%
14 BAIRD FINANCIAL GROUP, INC. 26,838 1,609,000 0.67%
15 IFC Holdings Incorporated/FL 21,711 1,300,000 0.54%
16 Virtu KCG Holdings LLC 18,809 1,127,000 0.47%
17 SUNTRUST BANKS INC 18,771 1,124,000 0.47%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,561 992,000 0.41%
19 Cambridge Investment Research Advisors, Inc. 15,717 942,000 0.39%
20 ROYAL BANK OF CANADA 15,449 926,000 0.39%
21 ADVISOR GROUP, INC. 14,763 885,000 0.37%
22 ProVise Management Group, LLC 13,086 784,000 0.33%
23 WealthTrust Fairport, LLC 12,520 750,000 0.31%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,597 635,000 0.26%
25 HighTower Advisors, LLC 10,038 602,000 0.25%
26 D.A. DAVIDSON & CO. 10,000 599,000 0.25%
27 First Horizon Advisors, Inc. 8,514 510,000 0.21%
28 Cetera Advisor Networks LLC 8,268 496,000 0.21%
29 STIFEL FINANCIAL CORP 8,185 490,000 0.20%
30 SSI INVESTMENT MANAGEMENT LLC 7,987 480,000 0.20%
31 Prospera Financial Services Inc 7,781 466,000 0.19%
32 First Allied Advisory Services, Inc. 6,837 410,000 0.17%
33 ENVESTNET ASSET MANAGEMENT INC 6,601 396,000 0.17%
34 BERGANKDV WEALTH MANAGEMENT, LLC 5,917 355,000 0.15%
35 BB&T SECURITIES, LLC 5,770 345,000 0.14%
36 Concert Wealth Management Inc. 5,702 342,000 0.14%
37 LVZ, Inc. 5,618 337,000 0.14%
38 Commonwealth Equity Services, Inc 5,326 319,000 0.13%
39 WFG Advisors, LP 500 30,000 0.01%
40 IFP ADVISORS, INC 366 22,000 0.01%
41 Tower Research Capital LLC (TRC) 16 1,000 0.00%
42 ADVANTAGE INVESTMENT MANAGEMENT, LLC 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.