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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 39 Institutional holders with a total value of $317,530,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,056,586 63,216,000 19.91%
2 HAYS ADVISORY LLC 979,348 58,594,000 18.45%
3 MSI Financial Services Inc 746,140 44,642,000 14.06%
4 BANK OF AMERICA CORP /DE/ 448,986 26,863,000 8.46%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 392,212 23,505,000 7.40%
6 AMERICAN INTERNATIONAL GROUP, INC. 321,519 19,236,000 6.06%
7 BB&T SECURITIES, LLC 188,439 11,274,000 3.55%
8 Cetera Advisor Networks LLC 143,225 8,568,000 2.70%
9 LPL Financial LLC 125,165 7,497,000 2.36%
10 JANE STREET GROUP, LLC 121,454 7,267,000 2.29%
11 Virtu KCG Holdings LLC 111,965 6,704,000 2.11%
12 CITADEL ADVISORS LLC 70,856 4,246,000 1.34%
13 ROYAL BANK OF CANADA 68,775 4,115,000 1.30%
14 HL FINANCIAL SERVICES LLC 65,634 3,927,000 1.24%
15 RAYMOND JAMES & ASSOCIATES 64,103 3,835,000 1.21%
16 BAIRD FINANCIAL GROUP, INC. 54,394 3,254,000 1.02%
17 RFG Advisory, LLC 38,710 2,318,000 0.73%
18 CEDAR CAPITAL, LLC 38,476 2,302,000 0.72%
19 AFAM CAPITAL, INC. 36,272 2,170,000 0.68%
20 Prospera Financial Services Inc 30,676 1,835,000 0.58%
21 Atria Investments, Inc 29,158 1,745,000 0.55%
22 Visionary Asset Management, Inc. 26,644 1,594,000 0.50%
23 Horizon Investments, LLC 24,924 1,491,000 0.47%
24 IFC Holdings Incorporated/FL 22,880 1,367,000 0.43%
25 SUNTRUST BANKS INC 20,355 1,219,000 0.38%
26 Cambridge Investment Research Advisors, Inc. 16,779 1,004,000 0.32%
27 ENVESTNET ASSET MANAGEMENT INC 16,248 972,000 0.31%
28 WealthTrust Fairport, LLC 15,005 898,000 0.28%
29 First Horizon Advisors, Inc. 9,370 560,000 0.18%
30 Concert Wealth Management Inc. 5,000 299,000 0.09%
31 SSI INVESTMENT MANAGEMENT LLC 4,694 280,000 0.09%
32 First Allied Advisory Services, Inc. 3,564 211,000 0.07%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,456 147,000 0.05%
34 WELLS FARGO & COMPANY/MN 2,266 136,000 0.04%
35 Argentus Capital Management, LLC 1,084 65,000 0.02%
36 IFP ADVISORS, INC 1,092 65,000 0.02%
37 Tower Research Capital LLC (TRC) 908 54,000 0.02%
38 ADVANTAGE INVESTMENT MANAGEMENT, LLC 645 39,000 0.01%
39 Independent Portfolio Consultants, Inc. 270 16,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.