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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $298,180,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVANTAGE INVESTMENT MANAGEMENT, LLC 375 22,000 0.01%
2 First Horizon Advisors, Inc. 450 26,000 0.01%
3 IFP ADVISORS, INC 1,266 76,000 0.03%
4 UBS Group AG 2,983 179,000 0.06%
5 SSI INVESTMENT MANAGEMENT LLC 4,694 281,000 0.09%
6 Concert Wealth Management Inc. 5,700 341,000 0.11%
7 First Allied Advisory Services, Inc. 7,086 424,000 0.14%
8 BB&T SECURITIES, LLC 7,980 477,000 0.16%
9 WealthTrust Fairport, LLC 8,345 500,000 0.17%
10 ENVESTNET ASSET MANAGEMENT INC 8,993 539,000 0.18%
11 MARINER INDEPENDENT ADVISOR NETWORK, LLC 10,000 599,000 0.20%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,378 681,000 0.23%
13 Prospera Financial Services Inc 11,964 716,000 0.24%
14 ProVise Management Group, LLC 13,063 782,000 0.26%
15 JANE STREET GROUP, LLC 13,171 789,000 0.26%
16 STIFEL FINANCIAL CORP 14,019 840,000 0.28%
17 AFAM CAPITAL, INC. 14,443 865,000 0.29%
18 Bank of New York Mellon Corp 14,963 896,000 0.30%
19 SUNTRUST BANKS INC 16,767 1,004,000 0.34%
20 VSR Financial Services, Inc. 17,644 1,057,000 0.35%
21 Atria Investments, Inc 19,944 1,195,000 0.40%
22 IFC Holdings Incorporated/FL 21,454 1,283,000 0.43%
23 CEDAR CAPITAL, LLC 25,658 1,537,000 0.52%
24 Horizon Investments, LLC 27,542 1,649,000 0.55%
25 MSI Financial Services Inc 29,204 1,749,000 0.59%
26 CITADEL ADVISORS LLC 29,216 1,750,000 0.59%
27 RFG Advisory, LLC 42,028 2,517,000 0.84%
28 BAIRD FINANCIAL GROUP, INC. 52,640 3,152,000 1.06%
29 ROYAL BANK OF CANADA 53,730 3,218,000 1.08%
30 HL FINANCIAL SERVICES LLC 68,010 4,072,000 1.37%
31 Cetera Advisor Networks LLC 115,006 6,881,000 2.31%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 122,438 7,333,000 2.46%
33 Cambridge Investment Research Advisors, Inc. 131,572 7,880,000 2.64%
34 RAYMOND JAMES & ASSOCIATES 131,631 7,882,000 2.64%
35 Raymond James Financial Services Advisors, Inc. 137,140 8,212,000 2.75%
36 GOLDMAN SACHS GROUP INC 170,243 10,194,000 3.42%
37 LPL Financial LLC 174,703 10,473,000 3.51%
38 Virtu KCG Holdings LLC 219,312 13,134,000 4.40%
39 ADVISOR GROUP, INC. 318,773 19,087,000 6.40%
40 STRID GROUP, LLC 511,003 30,958,000 10.38%
41 WELLS FARGO & COMPANY/MN 526,193 31,509,000 10.57%
42 BANK OF AMERICA CORP /DE/ 695,444 41,643,000 13.97%
43 MORGAN STANLEY 1,165,303 69,778,000 23.40%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.