Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 49 Institutional holders with a total value of $343,789,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVANTAGE INVESTMENT MANAGEMENT, LLC 8 0 0.00%
2 IHT WEALTH MANAGEMENT, LLC 15 1,000 0.00%
3 SOWELL FINANCIAL SERVICES LLC 48 3,000 0.00%
4 Tower Research Capital LLC (TRC) 85 5,000 0.00%
5 IFP ADVISORS, INC 366 22,000 0.01%
6 WFG Advisors, LP 500 30,000 0.01%
7 GENEOS WEALTH MANAGEMENT INC. 580 34,000 0.01%
8 Avior Wealth Management, LLC 1,003 60,000 0.02%
9 Private Advisor Group, LLC 3,850 231,000 0.07%
10 Brown Advisory Securities, LLC 4,000 240,000 0.07%
11 Commonwealth Equity Services, Inc 5,337 320,000 0.09%
12 Prospera Financial Services Inc 5,383 323,000 0.09%
13 BB&T SECURITIES, LLC 5,770 345,000 0.10%
14 LVZ, Inc. 6,147 368,000 0.11%
15 First Allied Advisory Services, Inc. 6,320 379,000 0.11%
16 JPMORGAN CHASE & CO 7,047 422,000 0.12%
17 SSI INVESTMENT MANAGEMENT LLC 7,987 480,000 0.14%
18 M Holdings Securities, Inc. 8,225 493,000 0.14%
19 First Horizon Advisors, Inc. 8,514 510,000 0.15%
20 ENVESTNET ASSET MANAGEMENT INC 8,599 515,000 0.15%
21 BERGANKDV WEALTH MANAGEMENT, LLC 8,844 530,000 0.15%
22 Cetera Advisor Networks LLC 9,718 584,000 0.17%
23 ProVise Management Group, LLC 9,812 588,000 0.17%
24 ADVISOR GROUP, INC. 10,619 637,000 0.19%
25 NewEdge Advisors, LLC 10,602 638,000 0.19%
26 SUNTRUST BANKS INC 11,832 709,000 0.21%
27 WealthTrust Fairport, LLC 12,520 750,000 0.22%
28 SII INVESTMENTS INC/WI 12,551 751,000 0.22%
29 D.A. DAVIDSON & CO. 15,000 899,000 0.26%
30 IFC Holdings Incorporated/FL 15,379 918,000 0.27%
31 HighTower Advisors, LLC 15,579 934,000 0.27%
32 Virtu KCG Holdings LLC 16,353 980,000 0.29%
33 Cambridge Investment Research Advisors, Inc. 16,541 991,000 0.29%
34 ROYAL BANK OF CANADA 17,120 1,026,000 0.30%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,639 1,237,000 0.36%
36 MSI Financial Services Inc 21,321 1,278,000 0.37%
37 JANE STREET GROUP, LLC 25,763 1,544,000 0.45%
38 STIFEL FINANCIAL CORP 30,733 1,841,000 0.54%
39 Janney Montgomery Scott LLC 34,266 2,054,000 0.60%
40 RFG Advisory, LLC 48,906 2,931,000 0.85%
41 HL FINANCIAL SERVICES LLC 67,090 4,021,000 1.17%
42 RAYMOND JAMES & ASSOCIATES 150,128 8,999,000 2.62%
43 LPL Financial LLC 302,121 18,100,000 5.26%
44 Raymond James Financial Services Advisors, Inc. 369,842 22,168,000 6.45%
45 UBS Group AG 400,501 24,006,000 6.98%
46 STRID GROUP, LLC 495,936 29,726,000 8.65%
47 WELLS FARGO & COMPANY/MN 821,600 49,246,000 14.32%
48 BANK OF AMERICA CORP /DE/ 1,022,048 61,261,000 17.82%
49 MORGAN STANLEY 1,662,674 99,661,000 28.99%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.