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Neothetics Inc
Neothetics Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 22 Institutional holders with a total value of $29,141,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clarus Ventures, LLC 1,071,429 8,014,000 27.50%
2 TIVERTON ASSET MANAGEMENT LLC 850,000 6,358,000 21.82%
3 PIPER SANDLER & CO. 439,147 3,285,000 11.27%
4 FEDERATED HERMES, INC. 275,400 2,060,000 7.07%
5 Lombard Odier Asset Management (USA) Corp 193,978 1,451,000 4.98%
6 DAFNA Capital Management LLC 186,495 1,395,000 4.79%
7 JBF Capital, Inc. 143,083 1,070,000 3.67%
8 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 139,600 1,044,000 3.58%
9 FARALLON CAPITAL MANAGEMENT LLC 125,000 935,000 3.21%
10 Nicholas Investment Partners, LP 120,215 899,000 3.09%
11 Alyeska Investment Group, L.P. 95,172 712,000 2.44%
12 AMERIPRISE FINANCIAL INC 63,834 477,000 1.64%
13 VANGUARD GROUP INC 50,000 374,000 1.28%
14 MILLENNIUM MANAGEMENT LLC 37,114 278,000 0.95%
15 Bank of New York Mellon Corp 25,421 190,000 0.65%
16 DEUTSCHE BANK AG\ 17,624 131,000 0.45%
17 GOLDMAN SACHS GROUP INC 17,095 128,000 0.44%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 17,752 122,000 0.42%
19 Spark Investment Management LLC 15,300 114,000 0.39%
20 BANQUE PICTET & CIE SA 10,906 82,000 0.28%
21 MORGAN STANLEY 2,283 17,000 0.06%
22 BlackRock Investment Management, LLC 730 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.