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Neothetics Inc
Neothetics Inc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $22,082,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clarus Ventures, LLC 1,071,429 8,646,000 39.15%
2 CLIFTON PARK CAPITAL MANAGEMENT, LLC 625,000 5,044,000 22.84%
3 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 258,695 2,088,000 9.46%
4 FARALLON CAPITAL MANAGEMENT LLC 125,500 1,013,000 4.59%
5 Consonance Capital Management LP 122,271 987,000 4.47%
6 Alyeska Investment Group, L.P. 113,592 917,000 4.15%
7 VANGUARD GROUP INC 112,950 912,000 4.13%
8 Amici Capital, LLC 94,200 760,000 3.44%
9 GEODE CAPITAL MANAGEMENT, LLC 35,858 289,000 1.31%
10 BlackRock Fund Advisors 33,256 268,000 1.21%
11 Spark Investment Management LLC 32,800 264,000 1.20%
12 TFS CAPITAL LLC 26,927 217,000 0.98%
13 A.R.T. Advisors, LLC 23,624 190,000 0.86%
14 GOLDMAN SACHS GROUP INC 19,655 159,000 0.72%
15 Geduld E E 10,000 81,000 0.37%
16 BANK OF MONTREAL /CAN/ 6,723 54,000 0.24%
17 MORGAN STANLEY 6,360 51,000 0.23%
18 BlackRock Institutional Trust Company, N.A. 5,255 42,000 0.19%
19 Tower Research Capital LLC (TRC) 2,640 21,000 0.10%
20 BlackRock Investment Management, LLC 2,378 19,000 0.09%
21 WELLS FARGO & COMPANY/MN 2,000 16,000 0.07%
22 BLACKROCK ADVISORS LLC 1,616 13,000 0.06%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 700 8,000 0.04%
24 Edge Wealth Management LLC 1,000 8,000 0.04%
25 ROYAL BANK OF CANADA 889 7,000 0.03%
26 BANK OF AMERICA CORP /DE/ 500 4,000 0.02%
27 ACADIAN ASSET MANAGEMENT LLC 215 2,000 0.01%
28 Parallax Volatility Advisers, L.P. 151 1,000 0.00%
29 UBS Group AG 130 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.