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NEOTHETICS INC
NEOTHETICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $28,504,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clarus Ventures, LLC 1,071,429 8,796,000 30.86%
2 CLIFTON PARK CAPITAL MANAGEMENT, LLC 821,566 6,745,000 23.66%
3 PIPER SANDLER & CO. 303,420 2,491,000 8.74%
4 FEDERATED HERMES, INC. 275,400 2,261,000 7.93%
5 DAFNA Capital Management LLC 186,807 1,534,000 5.38% SH
6 Lombard Odier Asset Management (USA) Corp 179,300 1,472,000 5.16%
7 FARALLON CAPITAL MANAGEMENT LLC 125,000 1,026,000 3.60%
8 Nicholas Investment Partners, LP 118,012 969,000 3.40%
9 Alyeska Investment Group, L.P. 102,724 843,000 2.96%
10 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 66,698 548,000 1.92%
11 GOLDMAN SACHS GROUP INC 56,782 466,000 1.63%
12 VANGUARD GROUP INC 50,100 411,000 1.44%
13 MILLENNIUM MANAGEMENT LLC 36,550 300,000 1.05%
14 Bank of New York Mellon Corp 25,020 205,000 0.72%
15 GEODE CAPITAL MANAGEMENT, LLC 16,119 132,000 0.46%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 17,752 122,000 0.43%
17 Spark Investment Management LLC 12,000 97,000 0.34%
18 NEW YORK STATE COMMON RETIREMENT FUND 7,278 60,000 0.21%
19 UBS Group AG 1,639 13,000 0.05%
20 MANAGED ACCOUNT ADVISORS LLC 830 7,000 0.02%
21 BlackRock Investment Management, LLC 730 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.