Dark
Light
System
Security
Capnia, Inc.
Capnia, Inc.. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 10 Institutional holders with a total value of $7,133,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VIVO CAPITAL, LLC 7,456,984 6,711,000 94.08%
2 SABBY MANAGEMENT, LLC 245,737 236,000 3.31%
3 BlackRock Institutional Trust Company, N.A. 75,000 68,000 0.95%
4 VANGUARD GROUP INC 60,966 59,000 0.83%
5 GOLDMAN SACHS GROUP INC 26,312 24,000 0.34%
6 CITADEL ADVISORS LLC 23,746 23,000 0.32%
7 Virtu KCG Holdings LLC 11,340 10,000 0.14%
8 BANK OF AMERICA CORP /DE/ 1,264 1,000 0.01%
9 BlackRock Fund Advisors 1,024 1,000 0.01%
10 UBS Group AG 253 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.