| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VIVO CAPITAL, LLC | 7,466,352 | 8,885,000 | 91.76% | ||
| 2 | SABBY MANAGEMENT, LLC | 530,524 | 637,000 | 6.58% | ||
| 3 | BlackRock Institutional Trust Company, N.A. | 75,000 | 89,000 | 0.92% | ||
| 4 | VANGUARD GROUP INC | 52,811 | 63,000 | 0.65% | ||
| 5 | Tower Research Capital LLC (TRC) | 4,502 | 5,000 | 0.05% | ||
| 6 | UBS Group AG | 2,402 | 3,000 | 0.03% | ||
| 7 | BlackRock Fund Advisors | 816 | 1,000 | 0.01% | ||
| 8 | BlackRock Investment Management, LLC | 326 | 0 | 0.00% | ||
| 9 | MORGAN STANLEY | 25 | 0 | 0.00% | ||
| 10 | CITIGROUP INC | 45 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
