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Institutional Investment Manager
VIVO CAPITAL, LLC
VIVO CAPITAL, LLC (CIK: 0001674712). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 22 holdings with a total value of $320,887,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ACLARIS THERAPEUTICS INC COM 4,191,397 107,342,000 33.45%
2 Ascendis Pharma 1,766,832 35,513,000 11.07%
3 EIGER BIOPHARMACEUTICALS INC 1,787,091 23,929,000 7.46%
4 CODEXIS INC 5,294,825 23,509,000 7.33%
5 Nabriva Therapeutics AG 3,151,700 22,219,000 6.92%
6 ADVANCED ACCELERATOR APPLIC 455,798 17,357,000 5.41%
7 Agile Therapeutics, Inc. 2,019,955 14,099,000 4.39%
8 REGENXBIO INC COM 990,449 13,876,000 4.32%
9 TREVENA INC 1,728,000 11,664,000 3.63%
10 AIMMUNE THERAPEUTICS INC COM 763,009 11,445,000 3.57%
11 COLUCID PHARMACEUTICALS INC COM 225,000 8,584,000 2.68%
12 Foamix Pharmaceuticals Ltd. 855,000 7,917,000 2.47%
13 Capnia, Inc. 7,456,984 6,711,000 2.09%
14 AKARI THERAPEUTICS PLC 527,842 4,492,000 1.40%
15 ProNAi Therapeutics, Inc. 2,438,270 4,438,000 1.38%
16 DYNAVAX TECHNOLOGIES CORP 359,828 3,775,000 1.18%
17 Carbylan Therapeutics Inc. 4,204,562 1,934,000 0.60%
18 REVANCE THERAPEUTICS INC COM 77,373 1,254,000 0.39%
19 OCERA THERAPEUTICS INC 153,331 405,000 0.13%
20 Capnia, Inc. 943,858 198,000 0.06%
21 PALATIN TECHNOLOGIES INC COM 234,909 148,000 0.05%
22 Zosano Pharma Corp 98,515 78,000 0.02%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-014565, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.