| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VIVO CAPITAL, LLC | 7,456,984 | 6,040,000 | 88.52% | ||
| 2 | Anson Funds Management LP | 355,497 | 288,000 | 4.22% | ||
| 3 | DEUTSCHE BANK AG\ | 250,000 | 202,000 | 2.96% | ||
| 4 | SABBY MANAGEMENT, LLC | 179,002 | 145,000 | 2.13% | ||
| 5 | BlackRock Institutional Trust Company, N.A. | 75,000 | 61,000 | 0.89% | ||
| 6 | VANGUARD GROUP INC | 62,070 | 50,000 | 0.73% | ||
| 7 | GOLDMAN SACHS GROUP INC | 24,014 | 19,000 | 0.28% | ||
| 8 | TWO SIGMA SECURITIES, LLC | 15,189 | 12,000 | 0.18% | ||
| 9 | UBS Group AG | 5,588 | 5,000 | 0.07% | ||
| 10 | BlackRock Fund Advisors | 1,564 | 1,000 | 0.01% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 56 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
