| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | Gary Goldberg Planning Services Inc | 1,075 | 20,000 | 0.01% | ||
| 102 | NATIONAL PLANNING CORP | 1,080 | 19,829 | 0.01% | ||
| 103 | Waverly Advisors, LLC | 1,048 | 19,000 | 0.01% | ||
| 104 | EFG Private Wealth Management (Americas) Corp. | 901 | 16,000 | 0.01% | ||
| 105 | Pinnacle Summer Investments, Inc. | 841 | 16,000 | 0.01% | ||
| 106 | WASHINGTON TRUST BANK | 750 | 14,000 | 0.01% | ||
| 107 | Ruggie Capital Group | 590 | 11,000 | 0.01% | ||
| 108 | DUNCKER STREETT & CO INC | 500 | 9,000 | 0.00% | ||
| 109 | HUNTINGTON NATIONAL BANK | 435 | 8,000 | 0.00% | PRN | |
| 110 | UBS Group AG | 100 | 2,000 | 0.00% | Put | |
| 111 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
