| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Financial Architects, Inc | 452,642 | 11,180,000 | 82.37% | ||
| 2 | JANE STREET GROUP, LLC | 34,573 | 854,000 | 6.29% | ||
| 3 | Virtu KCG Holdings LLC | 26,272 | 649,000 | 4.78% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,191 | 425,000 | 3.13% | ||
| 5 | Investors Capital Advisory Services | 8,300 | 205,000 | 1.51% | ||
| 6 | HBK Sorce Advisory LLC | 8,235 | 203,000 | 1.50% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,582 | 39,000 | 0.29% | ||
| 8 | Cambria Investment Management, L.P. | 559 | 14,000 | 0.10% | ||
| 9 | UBS Group AG | 129 | 3,000 | 0.02% | ||
| 10 | Tower Research Capital LLC (TRC) | 39 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
