| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Financial Architects, Inc | 73,016 | 1,786,000 | 39.44% | ||
| 2 | LPL Financial LLC | 47,670 | 1,166,000 | 25.75% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,819 | 1,145,000 | 25.29% | ||
| 4 | Virtu KCG Holdings LLC | 13,671 | 334,000 | 7.38% | ||
| 5 | UBS Group AG | 2,136 | 52,000 | 1.15% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,582 | 39,000 | 0.86% | ||
| 7 | ADVISOR GROUP, INC. | 150 | 3,000 | 0.07% | ||
| 8 | Creative Planning | 120 | 3,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
