| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Financial Architects, Inc | 84,766 | 2,020,000 | 49.43% | ||
| 2 | LPL Financial LLC | 56,020 | 1,324,000 | 32.40% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,333 | 294,000 | 7.19% | ||
| 4 | JANE STREET GROUP, LLC | 8,986 | 214,000 | 5.24% | ||
| 5 | Transamerica Financial Advisors, LLC | 7,398 | 177,000 | 4.33% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,582 | 38,000 | 0.93% | ||
| 7 | UBS Group AG | 665 | 16,000 | 0.39% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 150 | 4,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
