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POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 77 Institutional holders with a total value of $291,761,071.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 3,814,060 95,809,000 32.84%
2 UBS AG 837,748 21,045,000 7.21%
3 BB&T SECURITIES, LLC 76,286 19,163,000 6.57%
4 MORGAN STANLEY 698,407 17,543,000 6.01%
5 MANAGED ACCOUNT ADVISORS LLC 696,456 17,495,000 6.00%
6 TRUSTMARK BANK TRUST DEPARTMENT 592,161 14,876,000 5.10%
7 ASSETMARK, INC 417,914 10,498,000 3.60%
8 WELLS FARGO & COMPANY/MN 399,257 10,029,000 3.44%
9 STIFEL FINANCIAL CORP 376,250 9,451,000 3.24%
10 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 356,029 8,943,000 3.07% PRN
11 First Allied Asset Management, Inc. 263,738 6,615,000 2.27%
12 LPL Financial LLC 204,689 5,177,000 1.77%
13 ASHFORD CAPITAL MANAGEMENT INC 203,299 5,107,000 1.75%
14 Transamerica Financial Advisors, LLC 184,318 4,631,000 1.59%
15 Robert W. Baird & Co. Inc 176,498 4,434,000 1.52% SH
16 Tortoise Investment Management, LLC 130,434 3,277,000 1.12%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 109,081 2,740,000 0.94%
18 ROYAL BANK OF CANADA 105,892 2,660,000 0.91%
19 COMMERCE BANK 103,738 2,606,000 0.89%
20 RAYMOND JAMES & ASSOCIATES 100,174 2,516,000 0.86%
21 GUGGENHEIM CAPITAL LLC 91,738 2,304,000 0.79%
22 AMERIPRISE FINANCIAL INC 86,810 2,181,000 0.75%
23 Commonwealth Equity Services, Inc 78,834 1,980,000 0.68%
24 D.A. DAVIDSON & CO. 56,425 1,417,000 0.49%
25 ENVESTNET ASSET MANAGEMENT INC 47,671 1,197,000 0.41%
26 GOLDMAN SACHS GROUP INC 46,804 1,176,000 0.40%
27 Raymond James Financial Services Advisors, Inc. 43,935 1,104,000 0.38%
28 Chevy Chase Trust Holdings, LLC 40,149 1,009,000 0.35%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,300 937,000 0.32% Put
30 EXENCIAL WEALTH ADVISORS, LLC 35,966 903,000 0.31%
31 First Allied Advisory Services, Inc. 34,074 855,000 0.29%
32 Partnervest Advisory Services LLC 28,191 708,000 0.24%
33 Asset Management Group, Inc. 27,547 692,000 0.24%
34 Pinnacle Advisory Group, Inc. 26,835 674,000 0.23%
35 CAMBIAR INVESTORS LLC 25,000 628,000 0.22%
36 Cambridge Investment Research Advisors, Inc. 24,917 626,000 0.21%
37 Janney Montgomery Scott LLC 19,779 496,849 0.17%
38 NewSquare Capital LLC 19,358 486,000 0.17%
39 SYNOVUS FINANCIAL CORP 18,600 467,000 0.16%
40 BANK OF THE WEST 18,325 460,000 0.16%
41 Atria Investments, Inc 15,666 394,000 0.14%
42 AMERICAN INTERNATIONAL GROUP, INC. 15,423 387,426 0.13%
43 MSI Financial Services Inc 14,304 359,000 0.12%
44 Placemark Investments, Inc. 14,175 357,000 0.12%
45 Fusion Investment Group, LLC 14,000 352,000 0.12%
46 CREDIT SUISSE AG/ 13,430 337,000 0.12%
47 Concert Wealth Management Inc. 12,978 326,000 0.11%
48 ProVise Management Group, LLC 12,201 306,000 0.10%
49 Lattice Strategies LLC 11,818 297,000 0.10%
50 Virtu KCG Holdings LLC 11,670 293,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.