Dark
Light
System
Security
POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 90 Institutional holders with a total value of $456,272,196.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 7,416,260 188,893,000 41.40%
2 UBS Group AG 2,571,418 65,494,000 14.35%
3 WELLS FARGO & COMPANY/MN 1,508,525 38,422,000 8.42%
4 TRUSTMARK BANK TRUST DEPARTMENT 1,194,355 30,420,000 6.67%
5 MORGAN STANLEY 1,104,555 28,132,000 6.17%
6 LPL Financial LLC 499,531 12,776,000 2.80%
7 ASSETMARK, INC 477,785 12,169,000 2.67%
8 ENVESTNET ASSET MANAGEMENT INC 465,838 11,865,000 2.60%
9 AMERIPRISE FINANCIAL INC 257,991 6,571,000 1.44%
10 BAIRD FINANCIAL GROUP, INC. 217,751 5,546,000 1.22%
11 Transamerica Financial Advisors, LLC 191,939 4,889,000 1.07%
12 STIFEL FINANCIAL CORP 140,201 3,571,000 0.78%
13 Brookstone Capital Management 136,767 3,483,000 0.76%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 132,198 3,367,000 0.74%
15 First Allied Advisory Services, Inc. 97,368 2,480,000 0.54%
16 COMMERCE BANK 96,510 2,458,000 0.54%
17 Raymond James Financial Services Advisors, Inc. 81,324 2,071,000 0.45%
18 ROYAL BANK OF CANADA 74,527 1,899,000 0.42%
19 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 72,553 1,848,000 0.41% PRN
20 CARDAN CAPITAL PARTNERS, LLC 71,666 1,825,000 0.40%
21 Tortoise Investment Management, LLC 69,934 1,781,000 0.39%
22 Commonwealth Equity Services, Inc 67,970 1,731,000 0.38%
23 MSI Financial Services Inc 62,657 1,596,000 0.35%
24 RAYMOND JAMES & ASSOCIATES 62,649 1,596,000 0.35%
25 Winslow, Evans & Crocker, Inc. 60,330 1,536,606 0.34%
26 Asset Management Group, Inc. 56,969 1,451,000 0.32%
27 AMERICAN INTERNATIONAL GROUP, INC. 51,677 1,316,000 0.29%
28 SYNOVUS FINANCIAL CORP 42,300 1,077,000 0.24%
29 NewSquare Capital LLC 41,640 1,061,000 0.23%
30 ASHFORD CAPITAL MANAGEMENT INC 36,884 939,000 0.21%
31 Pinnacle Advisory Group, Inc. 29,112 741,000 0.16%
32 GUGGENHEIM CAPITAL LLC 28,146 716,000 0.16%
33 Archford Capital Strategies, LLC 24,268 615,000 0.13%
34 Cambridge Investment Research Advisors, Inc. 23,456 597,000 0.13%
35 Janney Montgomery Scott LLC 22,352 569,000 0.12%
36 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 21,012 536,000 0.12%
37 Yellowstone Partners, LLC 20,784 529,000 0.12%
38 IFP ADVISORS, INC 19,900 507,000 0.11%
39 BB&T SECURITIES, LLC 19,913 507,000 0.11%
40 Partnervest Advisory Services LLC 19,861 506,000 0.11%
41 FIRST TRUST ADVISORS LP 18,310 466,000 0.10%
42 D.A. DAVIDSON & CO. 15,638 398,000 0.09%
43 BANK OF THE WEST 14,954 381,000 0.08%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,900 380,000 0.08% Call
45 Neumann Capital Management, LLC 13,450 343,000 0.08%
46 KWMG, LLC 13,044 332,000 0.07%
47 Pictet North America Advisors SA 13,000 331,000 0.07%
48 Concert Wealth Management Inc. 12,998 331,000 0.07%
49 BANQUE PICTET & CIE SA 13,000 331,000 0.07%
50 EXENCIAL WEALTH ADVISORS, LLC 12,780 328,000 0.07%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.