Dark
Light
System
Security
POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 101 Institutional holders with a total value of $658,760,507.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 14,261,957 354,980,000 53.89%
2 UBS Group AG 4,003,158 99,639,000 15.13%
3 TRUSTMARK BANK TRUST DEPARTMENT 1,636,776 40,740,000 6.18%
4 MORGAN STANLEY 984,933 24,515,000 3.72%
5 LPL Financial LLC 858,398 21,400,000 3.25%
6 WELLS FARGO & COMPANY/MN 470,636 11,714,000 1.78%
7 ASSETMARK, INC 459,556 11,438,000 1.74%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 447,244 11,132,000 1.69%
9 AMERIPRISE FINANCIAL INC 315,304 7,848,000 1.19%
10 ROYAL BANK OF CANADA 298,891 7,440,000 1.13%
11 CARDAN CAPITAL PARTNERS, LLC 173,110 4,309,000 0.65%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 170,094 4,234,000 0.64%
13 ENVESTNET ASSET MANAGEMENT INC 131,885 3,284,000 0.50%
14 STIFEL FINANCIAL CORP 126,911 3,158,000 0.48%
15 Transamerica Financial Advisors, LLC 117,946 2,936,000 0.45%
16 BAIRD FINANCIAL GROUP, INC. 116,271 2,894,000 0.44%
17 First Allied Advisory Services, Inc. 100,637 2,505,000 0.38%
18 RAYMOND JAMES & ASSOCIATES 92,186 2,295,000 0.35%
19 COMMERCE BANK 90,732 2,258,000 0.34%
20 ADVISOR GROUP, INC. 88,759 2,209,000 0.34%
21 MSI Financial Services Inc 87,465 2,177,000 0.33%
22 Raymond James Financial Services Advisors, Inc. 80,759 2,010,000 0.31%
23 ASHFORD CAPITAL MANAGEMENT INC 70,926 1,765,000 0.27%
24 JANE STREET GROUP, LLC 61,640 1,534,000 0.23%
25 Tortoise Investment Management, LLC 59,900 1,491,000 0.23%
26 NewSquare Capital LLC 53,408 1,329,000 0.20%
27 Commonwealth Equity Services, Inc 53,295 1,327,000 0.20%
28 CETERA INVESTMENT ADVISERS 51,960 1,294,000 0.20%
29 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 48,995 1,219,000 0.19%
30 CAMBIAR INVESTORS LLC 44,500 1,108,000 0.17%
31 CITADEL ADVISORS LLC 42,336 1,054,000 0.16%
32 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 40,593 1,010,000 0.15%
33 SYNOVUS FINANCIAL CORP 40,000 996,000 0.15%
34 Janney Montgomery Scott LLC 35,164 875,000 0.13%
35 SNOWDEN CAPITAL ADVISORS LLC 35,076 873,048 0.13%
36 Winslow, Evans & Crocker, Inc. 30,180 751,182 0.11%
37 WEALTHSOURCE PARTNERS, LLC 28,359 706,000 0.11%
38 FIRST UNITED BANK & TRUST 27,985 696,000 0.11%
39 IFP ADVISORS, INC 26,990 672,000 0.10%
40 Virtu KCG Holdings LLC 26,602 662,000 0.10%
41 Asset Management Group, Inc. 25,814 643,000 0.10%
42 Archford Capital Strategies, LLC 24,438 607,000 0.09%
43 Cambridge Investment Research Advisors, Inc. 22,736 566,000 0.09%
44 BB&T SECURITIES, LLC 20,692 538,000 0.08%
45 INTERACTIVE FINANCIAL ADVISORS, INC. 21,052 524,000 0.08%
46 MILLENNIUM MANAGEMENT LLC 21,000 523,000 0.08%
47 Partnervest Advisory Services LLC 20,685 515,000 0.08%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 20,498 510,000 0.08%
49 CLEAR PERSPECTIVE ADVISORS, LLC 19,300 480,000 0.07%
50 Sigma Planning Corp 18,679 465,000 0.07%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.