| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,824,169 | 60,690,000 | 37.38% | ||
| 2 | Invesco Ltd. | 1,810,500 | 28,733,000 | 17.70% | ||
| 3 | Charles Schwab Investment Advisory, Inc. | 1,586,938 | 25,185,000 | 15.51% | ||
| 4 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 771,013 | 12,236,000 | 7.54% | ||
| 5 | QS Investors, LLC | 513,498 | 8,150,000 | 5.02% | ||
| 6 | HSBC HOLDINGS PLC | 375,220 | 5,955,000 | 3.67% | ||
| 7 | MORGAN STANLEY | 204,036 | 3,238,000 | 1.99% | ||
| 8 | Evanston Investments, Inc., dba Evanston Advisors | 184,712 | 2,931,000 | 1.81% | ||
| 9 | STEPHENS INC /AR/ | 184,369 | 2,926,000 | 1.80% | ||
| 10 | GOLDMAN SACHS GROUP INC | 169,648 | 2,692,000 | 1.66% | ||
| 11 | HARVARD MANAGEMENT CO INC | 131,649 | 2,089,000 | 1.29% | ||
| 12 | Quintium Advisors, LLC | 126,850 | 2,013,000 | 1.24% | ||
| 13 | UBS AG | 55,141 | 875,000 | 0.54% | ||
| 14 | SG Americas Securities, LLC | 53,298 | 846,000 | 0.52% | ||
| 15 | WELLINGTON MANAGEMENT GROUP LLP | 31,288 | 497,000 | 0.31% | ||
| 16 | SII INVESTMENTS INC/WI | 27,785 | 445,000 | 0.27% | ||
| 17 | AXA S.A. | 26,230 | 416,000 | 0.26% | ||
| 18 | Brookstone Capital Management | 25,359 | 402,000 | 0.25% | ||
| 19 | CREDIT SUISSE AG/ | 19,361 | 307,000 | 0.19% | ||
| 20 | Hudock, Inc. | 16,435 | 261,000 | 0.16% | ||
| 21 | Private Advisor Group, LLC | 14,418 | 229,000 | 0.14% | ||
| 22 | WRAPMANAGER INC | 11,651 | 185,000 | 0.11% | ||
| 23 | Manchester Capital Management LLC | 10,850 | 172,000 | 0.11% | ||
| 24 | ASSETMARK, INC | 7,239 | 115,000 | 0.07% | ||
| 25 | CITIGROUP INC | 7,035 | 112,000 | 0.07% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 6,931 | 110,000 | 0.07% | ||
| 27 | BOSTON PRIVATE BANK & TRUST CO | 5,800 | 92,000 | 0.06% | ||
| 28 | MOTCO | 4,635 | 74,000 | 0.05% | ||
| 29 | ROYAL BANK OF CANADA | 4,437 | 70,000 | 0.04% | ||
| 30 | MSI Financial Services Inc | 4,100 | 65,000 | 0.04% | ||
| 31 | U S GLOBAL INVESTORS INC | 2,700 | 42,000 | 0.03% | ||
| 32 | People's United Financial, Inc. | 2,275 | 36,000 | 0.02% | ||
| 33 | BROWN BROTHERS HARRIMAN & CO | 1,513 | 24,000 | 0.01% | ||
| 34 | BARCLAYS PLC | 1,600 | 24,000 | 0.01% | Put | |
| 35 | Madden Advisory Services, Inc. | 1,485 | 24,000 | 0.01% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,468 | 23,000 | 0.01% | ||
| 37 | BARCLAYS PLC | 1,300 | 20,000 | 0.01% | Call | |
| 38 | Pinnacle Summer Investments, Inc. | 1,033 | 17,000 | 0.01% | ||
| 39 | BARCLAYS PLC | 664 | 10,000 | 0.01% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 526 | 8,348 | 0.01% | ||
| 41 | Lehman Financial Resources, Inc. | 500 | 8,000 | 0.00% | ||
| 42 | Creative Planning | 413 | 7,000 | 0.00% | ||
| 43 | BANK OF MONTREAL /CAN/ | 350 | 6,000 | 0.00% | ||
| 44 | BANK OF AMERICA CORP /DE/ | 326 | 5,000 | 0.00% | ||
| 45 | CANADA LIFE ASSURANCE Co | 300 | 5,000 | 0.00% | ||
| 46 | Parallax Volatility Advisers, L.P. | 204 | 3,000 | 0.00% | ||
| 47 | AMERIPRISE FINANCIAL INC | 59 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
