| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 3,411,900 | 57,695,000 | 34.05% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 730,542 | 12,353,000 | 7.29% | ||
| 3 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 710,029 | 12,007,000 | 7.09% | ||
| 4 | Astor Investment Management LLC | 700,195 | 11,840,000 | 6.99% | ||
| 5 | CURIAN CAPITAL LLC | 657,290 | 11,115,000 | 6.56% | ||
| 6 | WELLS FARGO & COMPANY/MN | 536,300 | 9,069,000 | 5.35% | ||
| 7 | QS Investors, LLC | 492,460 | 8,327,000 | 4.91% | ||
| 8 | HSBC HOLDINGS PLC | 468,910 | 7,929,000 | 4.68% | ||
| 9 | WELLINGTON MANAGEMENT GROUP LLP | 435,500 | 7,364,000 | 4.35% | ||
| 10 | MORGAN STANLEY | 260,098 | 4,398,000 | 2.60% | ||
| 11 | LPL Financial LLC | 210,534 | 3,543,000 | 2.09% | ||
| 12 | STEPHENS INC /AR/ | 177,714 | 3,005,000 | 1.77% | ||
| 13 | Evanston Investments, Inc., dba Evanston Advisors | 173,029 | 2,926,000 | 1.73% | ||
| 14 | Stratos Wealth Partners, LTD. | 142,591 | 2,411,000 | 1.42% | ||
| 15 | HARVARD MANAGEMENT CO INC | 97,156 | 1,643,000 | 0.97% | ||
| 16 | Accuvest Global Advisors | 91,605 | 1,549,000 | 0.91% | ||
| 17 | Quintium Advisors, LLC | 89,105 | 1,507,000 | 0.89% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 87,069 | 1,472,000 | 0.87% | ||
| 19 | AVIANCE CAPITAL MANAGEMENT, LLC | 59,148 | 1,000,000 | 0.59% | ||
| 20 | AFAM CAPITAL, INC. | 55,059 | 931,000 | 0.55% | ||
| 21 | UBS AG | 49,406 | 835,000 | 0.49% | ||
| 22 | JANE STREET GROUP, LLC | 43,534 | 736,000 | 0.43% | ||
| 23 | Placemark Investments, Inc. | 41,274 | 700,000 | 0.41% | ||
| 24 | Virtu KCG Holdings LLC | 34,817 | 589,000 | 0.35% | ||
| 25 | AXA S.A. | 33,350 | 564,000 | 0.33% | ||
| 26 | JANE STREET GROUP, LLC | 31,000 | 524,000 | 0.31% | Put | |
| 27 | SII INVESTMENTS INC/WI | 27,916 | 473,000 | 0.28% | ||
| 28 | Private Advisor Group, LLC | 23,907 | 404,000 | 0.24% | ||
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,611 | 298,000 | 0.18% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,100 | 289,000 | 0.17% | Call | |
| 31 | Hudock, Inc. | 16,435 | 278,000 | 0.16% | ||
| 32 | CREDIT SUISSE AG/ | 13,950 | 236,000 | 0.14% | ||
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,800 | 233,000 | 0.14% | Put | |
| 34 | Visionary Asset Management, Inc. | 10,597 | 179,000 | 0.11% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 7,269 | 123,000 | 0.07% | ||
| 36 | CITIGROUP INC | 7,035 | 119,000 | 0.07% | ||
| 37 | Manchester Capital Management LLC | 6,975 | 118,000 | 0.07% | ||
| 38 | BOSTON PRIVATE BANK & TRUST CO | 5,800 | 98,000 | 0.06% | ||
| 39 | ASSETMARK, INC | 5,701 | 96,000 | 0.06% | ||
| 40 | Parallax Volatility Advisers, L.P. | 5,103 | 86,000 | 0.05% | ||
| 41 | ROYAL BANK OF CANADA | 3,576 | 60,000 | 0.04% | ||
| 42 | Creative Planning | 3,367 | 57,000 | 0.03% | ||
| 43 | OPTIMUM INVESTMENT ADVISORS | 2,853 | 49,000 | 0.03% | ||
| 44 | People's United Financial, Inc. | 1,875 | 32,000 | 0.02% | ||
| 45 | BARCLAYS PLC | 1,800 | 29,000 | 0.02% | Call | |
| 46 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,213 | 21,000 | 0.01% | ||
| 47 | Madden Advisory Services, Inc. | 1,045 | 18,000 | 0.01% | ||
| 48 | Pinnacle Summer Investments, Inc. | 1,033 | 17,000 | 0.01% | ||
| 49 | MSI Financial Services Inc | 975 | 16,000 | 0.01% | ||
| 50 | DEUTSCHE BANK AG\ | 850 | 14,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
