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PRINCIPAL FINL GROUP INC
PRINCIPAL FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 443 Institutional holders with a total value of $10,197,677,937.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Formidable Asset Management, LLC 40 2,000 0.00%
2 SEVEN EIGHT CAPITAL, LP 46 2,000 0.00%
3 Global X Management CO LLC 56 3,000 0.00%
4 Cornerstone Advisors, Inc. 63 3,000 0.00%
5 Cable Hill Partners, LLC 74 4,000 0.00%
6 REILLY FINANCIAL ADVISORS, LLC 83 4,000 0.00%
7 SIMPLEX TRADING, LLC 97 4,000 0.00%
8 GOLDMAN SACHS GROUP INC 100 5,000 0.00% Call
9 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.00%
10 Focused Wealth Management, Inc 110 6,000 0.00%
11 Financial Architects, Inc 120 6,000 0.00%
12 Hudock, Inc. 117 6,000 0.00%
13 Kavar Capital Partners, LLC 143 7,000 0.00%
14 WHITTIER TRUST CO OF NEVADA INC 127 7,000 0.00%
15 St. Johns Investment Management Company, LLC 145 7,000 0.00%
16 WealthTrust-Arizona, LLC 142 7,000 0.00%
17 Tarbox Family Office, Inc. 147 8,000 0.00%
18 FIRST MANHATTAN CO. LLC. 175 8,000 0.00%
19 MassMutual Private Wealth & Trust, FSB 174 8,784 0.00%
20 Capital Advisors, Ltd. LLC 177 9,000 0.00%
21 COUNTRY TRUST BANK 184 9,000 0.00%
22 INTEGRATED WEALTH MANAGEMENT 175 9,000 0.00%
23 WEALTHCARE CAPITAL MANAGEMENT LLC 202 10,000 0.00%
24 SRH ADVISORS, LLC 211 11,000 0.00%
25 VALLEY NATIONAL ADVISERS INC 227 12,000 0.00%
26 SECURITY NATIONAL TRUST CO 226 12,000 0.00%
27 HARFST & ASSOCIATES, INC. 247 13,000 0.00%
28 Winch Advisory Services, LLC 276 14,000 0.00%
29 BROWN BROTHERS HARRIMAN & CO 270 14,000 0.00%
30 ENTERPRISE FINANCIAL SERVICES CORP 268 14,000 0.00%
31 SEARLE & CO. 289 14,000 0.00%
32 WHITTIER TRUST CO 300 15,000 0.00%
33 OLD SECOND NATIONAL BANK OF AURORA 300 15,000 0.00%
34 Gemmer Asset Management LLC 309 16,000 0.00% SH
35 Parallax Volatility Advisers, L.P. 338 17,000 0.00%
36 WEALTHPLAN PARTNERS, LLC 344 18,000 0.00%
37 Allworth Financial LP 378 19,000 0.00%
38 Avior Wealth Management, LLC 379 19,000 0.00%
39 Index Management Solutions, LLC 377 19,000 0.00%
40 ASSET PLANNING SERVICES, LTD. 378 19,000 0.00%
41 Vantage Investment Advisors, LLC 395 20,000 0.00%
42 ELEMENT CAPITAL MANAGEMENT LLC 400 20,516 0.00%
43 JFS WEALTH ADVISORS, LLC 403 21,000 0.00%
44 JNBA Financial Advisors 405 21,000 0.00%
45 Winslow, Evans & Crocker, Inc. 438 22,414 0.00%
46 HOERTKORN RICHARD CHARLES 448 23,000 0.00%
47 MONETARY MANAGEMENT GROUP INC 450 23,000 0.00%
48 SYNOVUS FINANCIAL CORP 469 24,000 0.00%
49 PRELUDE CAPITAL MANAGEMENT, LLC 488 25,000 0.00%
50 Carroll Financial Associates, Inc. 484 25,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.