| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 5,422,571 | 29,987,000 | 18.28% | ||
| 2 | Relative Value Partners, LLC | 4,506,213 | 24,919,000 | 15.19% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 4,441,209 | 24,560,000 | 14.97% | ||
| 4 | 1607 Capital Partners, LLC | 3,395,733 | 18,778,000 | 11.45% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,349,879 | 12,995,000 | 7.92% | ||
| 6 | UBS AG | 1,173,458 | 6,489,000 | 3.96% | ||
| 7 | Invesco Ltd. | 1,029,274 | 5,692,000 | 3.47% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 914,685 | 5,058,000 | 3.08% | ||
| 9 | MORGAN STANLEY | 895,042 | 4,950,000 | 3.02% | ||
| 10 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 888,941 | 4,916,000 | 3.00% | ||
| 11 | Bartlett & Co. LLC | 374,412 | 2,070,000 | 1.26% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 372,466 | 2,060,000 | 1.26% | ||
| 13 | COHEN & STEERS, INC. | 347,600 | 1,922,000 | 1.17% | ||
| 14 | Sterneck Capital Management, LLC | 333,159 | 1,842,000 | 1.12% | ||
| 15 | WELLS FARGO & COMPANY/MN | 317,142 | 1,755,000 | 1.07% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 263,910 | 1,459,000 | 0.89% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 215,049 | 1,190,000 | 0.73% | ||
| 18 | Addison Capital Co | 213,580 | 1,181,000 | 0.72% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 181,000 | 995,000 | 0.61% | ||
| 20 | First Allied Advisory Services, Inc. | 149,792 | 834,000 | 0.51% | ||
| 21 | Roundview Capital LLC | 145,582 | 805,000 | 0.49% | ||
| 22 | LPL Financial LLC | 127,490 | 705,000 | 0.43% | ||
| 23 | Global Endowment Management, LP | 120,000 | 664,000 | 0.40% | ||
| 24 | SHUFRO ROSE & CO LLC | 111,500 | 616,000 | 0.38% | ||
| 25 | SMITH, MOORE & CO. | 93,700 | 518,000 | 0.32% | ||
| 26 | Capital Investment Advisors, LLC | 84,556 | 467,595 | 0.29% | ||
| 27 | Point View Wealth Management, Inc. | 81,934 | 453,000 | 0.28% | ||
| 28 | IMA Advisory Services, Inc. | 79,375 | 439,000 | 0.27% | ||
| 29 | TFS CAPITAL LLC | 73,126 | 404,000 | 0.25% | ||
| 30 | CITIGROUP INC | 63,932 | 354,000 | 0.22% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 63,448 | 351,000 | 0.21% | ||
| 32 | Gilman Hill Asset Management, LLC | 60,000 | 332,000 | 0.20% | ||
| 33 | Shaker Financial Services, LLC | 60,000 | 332,000 | 0.20% | ||
| 34 | Independence Trust CO | 44,503 | 246,000 | 0.15% | ||
| 35 | MSI Financial Services Inc | 40,252 | 223,000 | 0.14% | ||
| 36 | Investors Capital Advisory Services | 40,256 | 222,000 | 0.14% | ||
| 37 | Peachtree Investment Advisors, Inc. | 40,000 | 221,000 | 0.13% | ||
| 38 | Advisors Preferred, LLC | 37,856 | 209,343 | 0.13% | ||
| 39 | ROYAL BANK OF CANADA | 34,010 | 188,000 | 0.11% | ||
| 40 | ALLIANCEBERNSTEIN L.P. | 32,672 | 181,000 | 0.11% | ||
| 41 | GOLDMAN SACHS GROUP INC | 30,742 | 170,000 | 0.10% | ||
| 42 | US BANCORP \DE\ | 28,500 | 158,000 | 0.10% | ||
| 43 | Cambridge Investment Research Advisors, Inc. | 27,390 | 151,000 | 0.09% | ||
| 44 | CREDIT SUISSE AG/ | 25,000 | 138,000 | 0.08% | ||
| 45 | RAYMOND JAMES TRUST N.A. | 24,010 | 133,000 | 0.08% | ||
| 46 | Columbia Asset Management | 20,000 | 111,000 | 0.07% | ||
| 47 | WFG Advisors, LP | 18,826 | 104,000 | 0.06% | ||
| 48 | HOLLENCREST CAPITAL MANAGEMENT | 18,641 | 103,000 | 0.06% | ||
| 49 | Bank of New York Mellon Corp | 17,181 | 95,000 | 0.06% | ||
| 50 | Horizon Kinetics LLC | 17,088 | 94,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
