| 1 |
SIT INVESTMENT ASSOCIATES INC |
8,698,992 |
43,060,000 |
25.70% |
|
|
| 2 |
Saba Capital Management, L.P. |
5,989,125 |
29,646,000 |
17.69% |
|
|
| 3 |
1607 Capital Partners, LLC |
4,995,507 |
24,728,000 |
14.76% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,494,217 |
12,346,000 |
7.37% |
|
|
| 5 |
EATON VANCE MANAGEMENT |
2,148,937 |
10,637,000 |
6.35% |
|
|
| 6 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
1,485,243 |
7,351,954 |
4.39% |
|
|
| 7 |
Invesco Ltd. |
1,214,012 |
6,010,000 |
3.59% |
|
|
| 8 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
1,203,331 |
5,956,000 |
3.55% |
|
|
| 9 |
MORGAN STANLEY |
597,175 |
2,956,000 |
1.76% |
|
|
| 10 |
UBS Group AG |
483,518 |
2,394,000 |
1.43% |
|
|
| 11 |
Sterneck Capital Management, LLC |
354,888 |
1,757,000 |
1.05% |
|
|
| 12 |
COHEN & STEERS, INC. |
347,600 |
1,721,000 |
1.03% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
319,673 |
1,582,000 |
0.94% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
303,190 |
1,501,000 |
0.90% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
272,580 |
1,349,000 |
0.81% |
|
|
| 16 |
Bartlett & Co. LLC |
271,863 |
1,346,000 |
0.80% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
243,859 |
1,207,000 |
0.72% |
|
|
| 18 |
Trust Asset Management LLC |
188,999 |
936,000 |
0.56% |
|
|
| 19 |
Addison Capital Co |
162,580 |
805,000 |
0.48% |
|
|
| 20 |
LPL Financial LLC |
138,328 |
681,000 |
0.41% |
|
|
| 21 |
SHUFRO ROSE & CO LLC |
136,600 |
676,000 |
0.40% |
|
|
| 22 |
Global Endowment Management, LP |
120,000 |
594,000 |
0.35% |
|
|
| 23 |
Clear Harbor Asset Management, LLC |
111,733 |
553,000 |
0.33% |
|
|
| 24 |
RAYMOND JAMES & ASSOCIATES |
96,183 |
476,000 |
0.28% |
|
|
| 25 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
95,494 |
468,000 |
0.28% |
|
|
| 26 |
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
83,538 |
414,000 |
0.25% |
|
|
| 27 |
Point View Wealth Management, Inc. |
82,604 |
409,000 |
0.24% |
|
|
| 28 |
SMITH, MOORE & CO. |
82,200 |
407,000 |
0.24% |
|
|
| 29 |
Capital Investment Advisors, LLC |
79,508 |
394,000 |
0.24% |
|
|
| 30 |
MSI Financial Services Inc |
66,886 |
331,000 |
0.20% |
|
|
| 31 |
Texan Capital Management |
57,350 |
283,000 |
0.17% |
|
|
| 32 |
Gilman Hill Asset Management, LLC |
51,750 |
256,000 |
0.15% |
|
|
| 33 |
Thomas J. Herzfeld Advisors, Inc. |
48,242 |
239,000 |
0.14% |
|
|
| 34 |
Virtu KCG Holdings LLC |
44,169 |
219,000 |
0.13% |
|
|
| 35 |
HUNTINGTON NATIONAL BANK |
40,682 |
201,000 |
0.12% |
|
PRN |
| 36 |
Weiss Asset Management LP |
38,196 |
189,000 |
0.11% |
|
|
| 37 |
First Allied Advisory Services, Inc. |
35,529 |
176,000 |
0.11% |
|
|
| 38 |
SG Americas Securities, LLC |
34,257 |
170,000 |
0.10% |
|
|
| 39 |
FNY Managed Accounts LLC |
34,279 |
169,681 |
0.10% |
|
|
| 40 |
SIGNET FINANCIAL MANAGEMENT, LLC |
32,532 |
161,000 |
0.10% |
|
|
| 41 |
Investors Capital Advisory Services |
29,705 |
147,000 |
0.09% |
|
|
| 42 |
ROYAL BANK OF CANADA |
27,958 |
138,000 |
0.08% |
|
|
| 43 |
RAYMOND JAMES TRUST N.A. |
27,661 |
137,000 |
0.08% |
|
|
| 44 |
US BANCORP \DE\ |
26,500 |
131,000 |
0.08% |
|
|
| 45 |
GOLDMAN SACHS GROUP INC |
26,189 |
130,000 |
0.08% |
|
|
| 46 |
CITADEL ADVISORS LLC |
25,616 |
127,000 |
0.08% |
|
|
| 47 |
CREDIT SUISSE AG/ |
25,000 |
124,000 |
0.07% |
|
|
| 48 |
PNC FINANCIAL SERVICES GROUP, INC. |
23,301 |
116,000 |
0.07% |
|
|
| 49 |
DOLIVER ADVISORS, LP |
20,800 |
103,000 |
0.06% |
|
|
| 50 |
Columbia Asset Management |
20,000 |
99,000 |
0.06% |
|
|
