| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 6,105,137 | 33,884,000 | 18.49% | ||
| 2 | Relative Value Partners, LLC | 5,183,297 | 28,767,000 | 15.70% | ||
| 3 | 1607 Capital Partners, LLC | 4,648,133 | 25,797,000 | 14.07% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 4,603,031 | 25,547,000 | 13.94% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,525,263 | 14,015,000 | 7.65% | ||
| 6 | UBS AG | 1,269,013 | 7,043,000 | 3.84% | ||
| 7 | Invesco Ltd. | 1,135,978 | 6,305,000 | 3.44% | ||
| 8 | MORGAN STANLEY | 1,080,008 | 5,993,000 | 3.27% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,044,245 | 5,796,000 | 3.16% | ||
| 10 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 893,745 | 4,960,000 | 2.71% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 393,546 | 2,184,000 | 1.19% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 373,873 | 2,075,000 | 1.13% | ||
| 13 | Bartlett & Co. LLC | 361,312 | 2,005,000 | 1.09% | ||
| 14 | COHEN & STEERS, INC. | 347,600 | 1,929,000 | 1.05% | ||
| 15 | Sterneck Capital Management, LLC | 309,553 | 1,718,000 | 0.94% | ||
| 16 | WELLS FARGO & COMPANY/MN | 303,975 | 1,688,000 | 0.92% | ||
| 17 | Addison Capital Co | 213,580 | 1,185,000 | 0.65% | ||
| 18 | Roundview Capital LLC | 196,737 | 1,092,000 | 0.60% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 189,000 | 1,050,000 | 0.57% | ||
| 20 | Global Endowment Management, LP | 120,000 | 666,000 | 0.36% | ||
| 21 | LPL Financial LLC | 119,022 | 661,000 | 0.36% | ||
| 22 | SHUFRO ROSE & CO LLC | 117,500 | 652,000 | 0.36% | ||
| 23 | SMITH, MOORE & CO. | 96,800 | 537,000 | 0.29% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 85,326 | 474,000 | 0.26% | ||
| 25 | Capital Investment Advisors, LLC | 84,469 | 469,000 | 0.26% | ||
| 26 | Point View Wealth Management, Inc. | 81,479 | 452,000 | 0.25% | ||
| 27 | IMA Advisory Services, Inc. | 79,375 | 441,000 | 0.24% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 74,210 | 412,000 | 0.22% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 73,069 | 406,000 | 0.22% | ||
| 30 | ROYAL BANK OF CANADA | 65,765 | 365,000 | 0.20% | ||
| 31 | Virtu KCG Holdings LLC | 65,387 | 363,000 | 0.20% | ||
| 32 | DOLIVER ADVISORS, LP | 63,579 | 353,000 | 0.19% | ||
| 33 | MSI Financial Services Inc | 61,525 | 341,000 | 0.19% | ||
| 34 | Gilman Hill Asset Management, LLC | 60,000 | 333,000 | 0.18% | ||
| 35 | Peachtree Investment Advisors, Inc. | 53,500 | 297,000 | 0.16% | ||
| 36 | Independence Trust CO | 48,548 | 269,000 | 0.15% | ||
| 37 | First Allied Advisory Services, Inc. | 42,729 | 237,000 | 0.13% | ||
| 38 | Investors Capital Advisory Services | 40,341 | 223,000 | 0.12% | ||
| 39 | Advisors Preferred, LLC | 32,090 | 178,099 | 0.10% | ||
| 40 | US BANCORP \DE\ | 28,500 | 158,000 | 0.09% | ||
| 41 | Cambridge Investment Research Advisors, Inc. | 26,770 | 149,000 | 0.08% | ||
| 42 | CREDIT SUISSE AG/ | 25,000 | 139,000 | 0.08% | ||
| 43 | RAYMOND JAMES TRUST N.A. | 23,161 | 128,000 | 0.07% | ||
| 44 | Columbia Asset Management | 20,000 | 111,000 | 0.06% | ||
| 45 | WFG Advisors, LP | 18,846 | 105,000 | 0.06% | ||
| 46 | HOLLENCREST CAPITAL MANAGEMENT | 18,641 | 103,000 | 0.06% | ||
| 47 | Bank of New York Mellon Corp | 17,243 | 96,000 | 0.05% | ||
| 48 | CSS LLC/IL | 14,747 | 82,000 | 0.04% | ||
| 49 | Cetera Advisor Networks LLC | 14,103 | 78,000 | 0.04% | ||
| 50 | Aviance Capital Partners, LLC | 13,928 | 77,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
