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ROYAL BK OF SCOTLAND PLC
ROYAL BK OF SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 9 Institutional holders with a total value of $6,355,106.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 81,809 2,981,000 46.91%
2 Raymond James Financial Services Advisors, Inc. 68,505 2,496,000 39.28%
3 AMERIPRISE FINANCIAL INC 11,150 406,000 6.39%
4 JANE STREET GROUP, LLC 5,962 217,000 3.41%
5 ROYAL BANK OF CANADA 3,496 127,000 2.00%
6 AMERICAN INTERNATIONAL GROUP, INC. 1,622 59,106 0.93%
7 WFG Advisors, LP 1,340 49,000 0.77%
8 WELLS FARGO & COMPANY/MN 300 11,000 0.17%
9 MACROVIEW INVESTMENT MANAGEMENT LLC 237 9,000 0.14%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.