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ROYAL BK OF SCOTLAND PLC
ROYAL BK OF SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 13 Institutional holders with a total value of $10,043,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 71,293 2,809,000 27.97%
2 Raymond James Financial Services Advisors, Inc. 70,967 2,797,000 27.85%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,838 1,609,000 16.02%
4 NORTHERN TRUST CORP 20,000 788,000 7.85%
5 Janney Montgomery Scott LLC 11,691 460,731 4.59%
6 LPL Financial LLC 10,435 406,000 4.04%
7 JANE STREET GROUP, LLC 10,246 404,000 4.02%
8 AMERICAN INTERNATIONAL GROUP, INC. 9,224 363,509 3.62%
9 AMERIPRISE FINANCIAL INC 8,205 323,000 3.22%
10 WFG Advisors, LP 1,484 58,000 0.58%
11 WELLS FARGO & COMPANY/MN 300 12,000 0.12%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 291 11,000 0.11%
13 ROYAL BANK OF CANADA 63 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.