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ROYAL BK OF SCOTLAND PLC
ROYAL BK OF SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 15 Institutional holders with a total value of $11,530,215.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 92,492 3,576,000 31.01%
2 UBS Group AG 75,761 2,929,000 25.40%
3 JANE STREET GROUP, LLC 50,360 1,947,000 16.89%
4 NORTHERN TRUST CORP 20,000 773,000 6.70%
5 LPL Financial LLC 15,036 581,000 5.04%
6 Janney Montgomery Scott LLC 12,994 502,413 4.36%
7 AMERIPRISE FINANCIAL INC 9,129 353,000 3.06%
8 AMERICAN INTERNATIONAL GROUP, INC. 9,035 349,338 3.03%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,910 267,000 2.32%
10 WELLS FARGO & COMPANY/MN 3,705 143,000 1.24%
11 WFG Advisors, LP 1,340 52,000 0.45%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,047 40,000 0.35%
13 Stratos Wealth Partners, LTD. 400 15,464 0.13%
14 ROYAL BANK OF CANADA 63 2,000 0.02%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.