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ROYAL BK OF SCOTLAND PLC
ROYAL BK OF SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 10 Institutional holders with a total value of $7,780,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 92,897 3,479,000 44.72%
2 Raymond James Financial Services Advisors, Inc. 68,805 2,577,000 33.12%
3 NORTHERN TRUST CORP 20,000 749,000 9.63%
4 JANE STREET GROUP, LLC 8,954 335,000 4.31%
5 AMERICAN INTERNATIONAL GROUP, INC. 6,203 232,303 2.99%
6 AMERIPRISE FINANCIAL INC 5,555 208,000 2.67%
7 ROYAL BANK OF CANADA 3,474 130,000 1.67%
8 WFG Advisors, LP 1,484 56,000 0.72%
9 WELLS FARGO & COMPANY/MN 300 11,000 0.14%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 81 3,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.