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RBS US TRENDPILOT EXC TRADED NOTES
RBS US TRENDPILOT EXC TRADED NOTES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $16,486,073.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 430,469 11,584,000 70.27%
2 WELLS FARGO & COMPANY/MN 59,826 1,610,000 9.77%
3 UBS AG 46,653 1,255,000 7.61%
4 Raymond James Financial Services Advisors, Inc. 18,800 506,000 3.07%
5 ROYAL BANK OF CANADA 15,173 408,000 2.47%
6 RAYMOND JAMES & ASSOCIATES 14,921 402,000 2.44%
7 LPL Financial LLC 7,529 203,000 1.23%
8 WFG Advisors, LP 6,720 181,000 1.10%
9 DEUTSCHE BANK AG\ 5,677 152,000 0.92%
10 AMERIPRISE FINANCIAL INC 5,073 137,000 0.83%
11 MACROVIEW INVESTMENT MANAGEMENT LLC 1,176 32,000 0.19%
12 AMERICAN INTERNATIONAL GROUP, INC. 300 8,073 0.05%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 5,000 0.03%
14 MSI Financial Services Inc 100 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.