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RBS US TRENDPILOT EXC TRADED NOTES
RBS US TRENDPILOT EXC TRADED NOTES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 19 Institutional holders with a total value of $29,742,503.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NatWest Group plc 882,825 22,094,000 74.28%
2 MORGAN STANLEY 104,249 2,609,000 8.77%
3 WELLS FARGO & COMPANY/MN 53,791 1,346,000 4.53%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,650 1,042,000 3.50%
5 UBS Group AG 30,965 775,000 2.61%
6 Raymond James Financial Services Advisors, Inc. 18,500 463,000 1.56%
7 RAYMOND JAMES & ASSOCIATES 17,576 440,000 1.48%
8 ROYAL BANK OF CANADA 14,776 370,000 1.24%
9 NORTHERN TRUST CORP 11,000 275,000 0.92%
10 LPL Financial LLC 9,647 241,000 0.81%
11 BANK OF MONTREAL /CAN/ 2,145 54,000 0.18%
12 Tower Research Capital LLC (TRC) 359 9,000 0.03%
13 ENVESTNET ASSET MANAGEMENT INC 244 6,000 0.02%
14 NEW ENGLAND SECURITIES CORP /MA/ 250 6,000 0.02%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 5,000 0.02%
16 DEUTSCHE BANK AG\ 125 3,000 0.01%
17 AMERICAN INTERNATIONAL GROUP, INC. 100 2,503 0.01%
18 MSI Financial Services Inc 69 2,000 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.