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RBS US TRENDPILOT EXC TRADED NOTES
RBS US TRENDPILOT EXC TRADED NOTES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $21,825,501.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NatWest Group plc 324,000 8,103,000 37.13%
2 MORGAN STANLEY 294,074 7,354,000 33.69%
3 WELLS FARGO & COMPANY/MN 73,585 1,840,000 8.43%
4 UBS AG 44,145 1,104,000 5.06%
5 Raymond James Financial Services Advisors, Inc. 18,500 463,000 2.12%
6 RAYMOND JAMES & ASSOCIATES 17,576 440,000 2.02%
7 ROYAL BANK OF CANADA 16,454 412,000 1.89%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,841 346,000 1.59%
9 AMERIPRISE FINANCIAL INC 13,605 340,000 1.56%
10 LPL Financial LLC 11,820 296,000 1.36%
11 JANE STREET GROUP, LLC 11,661 292,000 1.34%
12 NORTHERN TRUST CORP 11,000 275,000 1.26%
13 Private Advisor Group, LLC 6,451 161,000 0.74%
14 WFG Advisors, LP 6,240 156,000 0.71%
15 DEUTSCHE BANK AG\ 5,700 142,000 0.65%
16 BANK OF MONTREAL /CAN/ 2,145 54,000 0.25%
17 Sandy Spring Bank 950 24,000 0.11%
18 ENVESTNET ASSET MANAGEMENT INC 297 7,000 0.03%
19 NEW ENGLAND SECURITIES CORP /MA/ 250 6,000 0.03%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 5,000 0.02%
21 MSI Financial Services Inc 100 3,000 0.01%
22 AMERICAN INTERNATIONAL GROUP, INC. 100 2,501 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.