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RBS US TRENDPILOT EXC TRADED NOTES
RBS US TRENDPILOT EXC TRADED NOTES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 16 Institutional holders with a total value of $13,885,046.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 325,689 8,736,000 62.92%
2 WELLS FARGO & COMPANY/MN 48,533 1,302,000 9.38%
3 UBS AG 47,616 1,277,000 9.20%
4 RAYMOND JAMES & ASSOCIATES 20,145 540,000 3.89%
5 Raymond James Financial Services Advisors, Inc. 18,800 504,000 3.63%
6 ROYAL BANK OF CANADA 17,522 470,000 3.38%
7 LPL Financial LLC 12,111 325,000 2.34%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,276 249,000 1.79%
9 WFG Advisors, LP 6,240 167,000 1.20%
10 DEUTSCHE BANK AG\ 5,606 150,000 1.08%
11 AMERIPRISE FINANCIAL INC 4,215 113,000 0.81%
12 BANK OF AMERICA CORP /DE/ 1,064 29,000 0.21%
13 AMERICAN INTERNATIONAL GROUP, INC. 300 8,046 0.06%
14 NEW ENGLAND SECURITIES CORP /MA/ 250 7,000 0.05%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 5,000 0.04%
16 MSI Financial Services Inc 100 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.