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ROYCE MICRO CAP TR INC
ROYCE MICRO CAP TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 68 Institutional holders with a total value of $88,972,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 34 0 0.00%
2 Financial Architects, Inc 221 2,000 0.00%
3 Tortoise Investment Management, LLC 250 2,000 0.00%
4 CWM, LLC 357 3,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 520 4,000 0.00%
6 North Star Investment Management Corp. 1,582 12,000 0.01%
7 Creative Planning 2,234 17,000 0.02%
8 Hanson & Doremus Investment Management 3,344 26,000 0.03%
9 Thomas J. Herzfeld Advisors, Inc. 4,780 37,000 0.04%
10 THOMPSON DAVIS & CO., INC. 5,691 44,000 0.05%
11 Sandy Spring Bank 6,297 49,000 0.06%
12 IFP ADVISORS, INC 6,530 51,000 0.06%
13 CITADEL ADVISORS LLC 10,283 80,000 0.09%
14 PNC FINANCIAL SERVICES GROUP, INC. 10,406 81,000 0.09%
15 RAYMOND JAMES TRUST N.A. 11,000 86,000 0.10%
16 M&T BANK CORP 11,433 89,000 0.10%
17 Virtu KCG Holdings LLC 11,827 92,000 0.10%
18 HighTower Advisors, LLC 11,815 93,000 0.10%
19 CARDAN CAPITAL PARTNERS, LLC 14,272 111,000 0.12%
20 GEODE CAPITAL MANAGEMENT, LLC 16,747 130,000 0.15%
21 AQR ARBITRAGE LLC 17,425 136,000 0.15%
22 SHEPHERD KAPLAN KROCHUK, LLC 17,970 140,000 0.16%
23 BANK OF MONTREAL /CAN/ 18,258 143,000 0.16%
24 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,339 151,000 0.17%
25 CLOUGH CAPITAL PARTNERS L P 21,000 164,000 0.18%
26 Raymond James Financial Services Advisors, Inc. 23,215 181,000 0.20%
27 STIFEL FINANCIAL CORP 23,780 186,000 0.21%
28 HL FINANCIAL SERVICES LLC 25,349 198,000 0.22%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 25,415 199,000 0.22%
30 Private Advisor Group, LLC 29,978 231,000 0.26%
31 AMERIPRISE FINANCIAL INC 30,331 237,000 0.27%
32 LPL Financial LLC 35,697 275,000 0.31%
33 Concert Wealth Management Inc. 38,233 297,000 0.33%
34 BAR HARBOR TRUST SERVICES 37,984 297,000 0.33%
35 BANK OF AMERICA CORP /DE/ 41,673 326,000 0.37%
36 D.A. DAVIDSON & CO. 42,375 330,000 0.37%
37 LEVIN CAPITAL STRATEGIES, L.P. 46,511 363,000 0.41%
38 GENEOS WEALTH MANAGEMENT INC. 46,617 364,000 0.41%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,806 436,000 0.49%
40 COMERICA BANK 58,032 447,000 0.50%
41 DESCHUTES PORTFOLIO STRATEGY, LLC 72,554 567,000 0.64%
42 Point View Wealth Management, Inc. 77,560 606,000 0.68%
43 1607 Capital Partners, LLC 79,156 618,000 0.69%
44 First Allied Advisory Services, Inc. 86,305 674,000 0.76%
45 NORTH STAR ASSET MANAGEMENT INC 87,857 686,000 0.77%
46 ROYAL BANK OF CANADA 97,083 758,000 0.85%
47 BROWN ADVISORY INC 97,884 764,000 0.86%
48 ADVISOR GROUP, INC. 102,610 801,000 0.90%
49 Mraz, Amerine & Associates, Inc. 107,238 838,000 0.94%
50 DOLIVER ADVISORS, LP 109,020 851,000 0.96%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.