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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 263 Institutional holders with a total value of $3,131,021,990.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,281,642 405,155,000 12.94%
2 WELLS FARGO & COMPANY/MN 4,383,191 336,235,000 10.74%
3 BANK OF AMERICA CORP /DE/ 3,636,632 278,966,000 8.91%
4 UBS AG 3,260,496 250,113,000 7.99%
5 LPL Financial LLC 1,875,272 143,852,000 4.59%
6 ROYAL BANK OF CANADA 1,503,525 115,334,000 3.68%
7 Aft, Forsyth & Sober, LLC 1,055,000 80,929,000 2.58%
8 GOLDMAN SACHS GROUP INC 1,002,788 76,924,000 2.46%
9 RAYMOND JAMES & ASSOCIATES 977,810 75,008,000 2.40%
10 LBMC INVESTMENT ADVISORS, LLC 926,741 71,090,000 2.27%
11 HighTower Advisors, LLC 918,192 70,435,000 2.25%
12 GAM Holding AG 830,000 63,669,000 2.03%
13 BB&T SECURITIES, LLC 82,046 62,937,000 2.01%
14 Raymond James Financial Services Advisors, Inc. 753,356 57,790,000 1.85%
15 Sage Advisory Services, Ltd.Co. 716,269 54,931,000 1.75%
16 Commonwealth Equity Services, Inc 570,852 43,790,000 1.40%
17 SPC Financial, Inc. 513,603 39,398,000 1.26%
18 ETRADE Capital Management LLC 383,847 29,445,000 0.94%
19 HENGEHOLD CAPITAL MANAGEMENT LLC 371,693 28,513,000 0.91%
20 Gateway Advisory, LLC 348,981 26,770,000 0.85%
21 STIFEL FINANCIAL CORP 333,026 25,546,000 0.82%
22 Clark Capital Management Group, Inc. 320,252 24,567,000 0.78%
23 Annex Advisory Services, LLC 310,203 23,796,000 0.76%
24 AMERIPRISE FINANCIAL INC 283,127 21,724,000 0.69%
25 Stelac Advisory Services LLC 283,843 20,807,000 0.66%
26 COBIZ WEALTH, LLC 269,420 20,667,000 0.66%
27 J.P. Morgan Private Wealth Advisors LLC 259,850 19,933,000 0.64%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 255,396 19,585,000 0.63%
29 JPMORGAN CHASE & CO 239,397 18,365,000 0.59%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 224,528 17,224,000 0.55%
31 Cambridge Investment Research Advisors, Inc. 219,521 16,839,000 0.54%
32 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 201,954 15,492,000 0.49%
33 Fiera Capital Corp 201,185 15,433,000 0.49%
34 Ironsides Asset Advisors, LLC 197,235 15,130,000 0.48% SH
35 Atria Investments, Inc 188,868 14,488,000 0.46%
36 FDx Advisors, Inc. 187,091 14,352,000 0.46%
37 Main Management LLC 172,614 13,241,000 0.42%
38 Financial Architects, Inc 164,926 12,652,000 0.40%
39 Stadion Money Management, LLC 164,576 12,625,000 0.40%
40 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 158,838 12,184,000 0.39%
41 ENVESTNET ASSET MANAGEMENT INC 158,815 12,183,000 0.39%
42 MARINER INDEPENDENT ADVISOR NETWORK, LLC 152,438 11,693,519 0.37%
43 Janney Montgomery Scott LLC 148,712 11,407,673 0.36%
44 Leonetti & Associates, LLC 138,854 10,651,000 0.34%
45 BEACON TRUST CO 127,702 9,796,000 0.31%
46 Portfolio Strategies Inc 124,683 9,564,000 0.31%
47 NWAM LLC 114,537 8,788,000 0.28%
48 JANE STREET GROUP, LLC 108,875 8,352,000 0.27%
49 AMERICAN INTERNATIONAL GROUP, INC. 108,256 8,304,315 0.27%
50 PNC FINANCIAL SERVICES GROUP, INC. 106,507 8,171,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.