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GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 14 Institutional holders with a total value of $65,616,202.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HARVEST CAPITAL MANAGEMENT INC 406,055 20,624,000 31.43%
2 RAYMOND JAMES & ASSOCIATES 278,571 14,149,000 21.56%
3 MORGAN STANLEY 229,752 11,669,000 17.78%
4 BANK OF AMERICA CORP /DE/ 86,249 4,381,000 6.68%
5 WELLS FARGO & COMPANY/MN 78,498 3,987,000 6.08%
6 LPL Financial LLC 71,369 3,625,000 5.52%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,674 2,777,000 4.23%
8 UBS AG 26,966 1,370,000 2.09%
9 Curbstone Financial Management Corp 23,685 1,203,000 1.83%
10 HighTower Advisors, LLC 20,058 1,019,000 1.55%
11 CITIGROUP INC 13,946 708,000 1.08%
12 AMERICAN INTERNATIONAL GROUP, INC. 1,205 61,202 0.09%
13 DEUTSCHE BANK AG\ 649 32,000 0.05%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 215 11,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.