Dark
Light
System
Security
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $50,113,472.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HARVEST CAPITAL MANAGEMENT INC 419,940 21,392,000 42.69%
2 MORGAN STANLEY 161,043 8,203,000 16.37%
3 WELLS FARGO & COMPANY/MN 144,158 7,343,000 14.65%
4 LPL Financial LLC 84,707 4,315,000 8.61%
5 ROYAL BANK OF CANADA 44,854 2,285,000 4.56%
6 HighTower Advisors, LLC 23,098 1,177,000 2.35%
7 Curbstone Financial Management Corp 22,465 1,144,000 2.28%
8 BANK OF AMERICA CORP /DE/ 21,020 1,071,000 2.14%
9 UBS Group AG 18,547 945,000 1.89%
10 RAYMOND JAMES & ASSOCIATES 12,261 625,000 1.25%
11 VSR Financial Services, Inc. 9,543 486,000 0.97%
12 SG Americas Securities, LLC 9,100 464,000 0.93%
13 CITIGROUP INC 6,331 323,000 0.64%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,551 130,000 0.26%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,139 109,000 0.22%
16 TRUST CO OF VERMONT 1,621 83,000 0.17%
17 AMERICAN INTERNATIONAL GROUP, INC. 343 17,472 0.03%
18 Tower Research Capital LLC (TRC) 28 1,000 0.00%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%
20 Carroll Financial Associates, Inc. 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.