Dark
Light
System
Security
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $53,010,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HARVEST CAPITAL MANAGEMENT INC 401,125 20,894,000 39.42%
2 WELLS FARGO & COMPANY/MN 150,294 7,828,000 14.77%
3 MORGAN STANLEY 145,246 7,565,000 14.27%
4 UBS Group AG 64,363 3,353,000 6.33%
5 Hilltop Holdings Inc. 42,315 2,204,000 4.16%
6 RAYMOND JAMES & ASSOCIATES 34,461 1,795,000 3.39%
7 LPL Financial LLC 23,311 1,209,000 2.28%
8 JANE STREET GROUP, LLC 22,231 1,158,000 2.18%
9 Virtu KCG Holdings LLC 22,205 1,157,000 2.18%
10 HighTower Advisors, LLC 22,122 1,152,000 2.17%
11 BANK OF AMERICA CORP /DE/ 21,908 1,141,000 2.15%
12 Curbstone Financial Management Corp 20,305 1,058,000 2.00%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,648 711,000 1.34%
14 VSR Financial Services, Inc. 9,583 499,000 0.94%
15 MANAGED ACCOUNT ADVISORS LLC 7,435 387,000 0.73%
16 CITIGROUP INC 6,331 330,000 0.62%
17 TRUST CO OF VERMONT 4,935 257,000 0.48%
18 AMERICAN INTERNATIONAL GROUP, INC. 3,055 159,134 0.30%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,551 133,000 0.25%
20 D.A. DAVIDSON & CO. 400 20,000 0.04%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.