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GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $52,707,338.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 AMERICAN INTERNATIONAL GROUP, INC. 104 5,338 0.01%
3 D.A. DAVIDSON & CO. 400 20,000 0.04%
4 MANAGED ACCOUNT ADVISORS LLC 1,065 55,000 0.10%
5 MSI Financial Services Inc 1,603 82,000 0.16%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,034 156,000 0.30%
7 ROYAL BANK OF CANADA 3,567 183,000 0.35%
8 CITIGROUP INC 5,557 285,000 0.54%
9 TRUST CO OF VERMONT 6,108 314,000 0.60%
10 Virtu KCG Holdings LLC 8,303 426,000 0.81%
11 SG Americas Securities, LLC 8,700 447,000 0.85%
12 JANE STREET GROUP, LLC 9,137 469,000 0.89%
13 VSR Financial Services, Inc. 9,482 487,000 0.92%
14 GOLDMAN SACHS GROUP INC 14,501 744,000 1.41%
15 BANK OF AMERICA CORP /DE/ 16,467 845,000 1.60%
16 LPL Financial LLC 17,632 900,000 1.71%
17 HighTower Advisors, LLC 17,893 918,000 1.74%
18 Curbstone Financial Management Corp 21,540 1,106,000 2.10%
19 RAYMOND JAMES & ASSOCIATES 24,371 1,251,000 2.37%
20 CITADEL ADVISORS LLC 26,507 1,361,000 2.58%
21 Hilltop Holdings Inc. 37,818 1,941,000 3.68%
22 UBS Group AG 61,973 3,181,000 6.04%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112,412 5,770,000 10.95%
24 WELLS FARGO & COMPANY/MN 114,107 5,857,000 11.11%
25 MORGAN STANLEY 135,541 6,957,000 13.20%
26 HARVEST CAPITAL MANAGEMENT INC 369,125 18,947,000 35.95%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.