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GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $40,964,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 AMERICAN INTERNATIONAL GROUP, INC. 104 5,000 0.01%
3 Creative Planning 110 5,000 0.01%
4 UBS Group AG 145 7,000 0.02%
5 D.A. DAVIDSON & CO. 200 9,000 0.02%
6 ROYAL BANK OF CANADA 481 22,000 0.05%
7 MSI Financial Services Inc 1,320 61,000 0.15%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,395 157,000 0.38%
9 CITIGROUP INC 5,483 253,000 0.62%
10 CITADEL ADVISORS LLC 6,080 280,000 0.68%
11 TRUST CO OF VERMONT 6,506 300,000 0.73%
12 SG Americas Securities, LLC 8,700 401,000 0.98%
13 VSR Financial Services, Inc. 9,685 446,000 1.09%
14 Virtu KCG Holdings LLC 11,100 512,000 1.25%
15 RAYMOND JAMES & ASSOCIATES 14,153 652,000 1.59%
16 GOLDMAN SACHS GROUP INC 14,501 668,000 1.63%
17 BANK OF AMERICA CORP /DE/ 14,767 680,000 1.66%
18 LPL Financial LLC 16,875 815,000 1.99%
19 HighTower Advisors, LLC 17,913 825,000 2.01%
20 Curbstone Financial Management Corp 21,485 990,000 2.42%
21 JANE STREET GROUP, LLC 38,636 1,781,000 4.35%
22 Hilltop Holdings Inc. 42,315 1,951,000 4.76%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,811 2,388,000 5.83%
24 MORGAN STANLEY 89,958 4,147,000 10.12%
25 WELLS FARGO & COMPANY/MN 101,132 4,662,000 11.38%
26 HARVEST CAPITAL MANAGEMENT INC 369,125 18,947,000 46.25%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.