Dark
Light
System
Security
NATIONAL HOLDINGS CORP COM NEW
NATIONAL HOLDINGS CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 16 Institutional holders with a total value of $6,748,544.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 6 0 0.00%
2 MORGAN STANLEY 22 0 0.00%
3 AMERICAN INTERNATIONAL GROUP, INC. 4 14 0.00%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 148 1,000 0.01%
5 Tower Research Capital LLC (TRC) 851 3,000 0.04%
6 UBS Group AG 1,702 6,000 0.09%
7 BlackRock Investment Management, LLC 1,628 6,000 0.09%
8 BlackRock Institutional Trust Company, N.A. 3,754 13,000 0.19%
9 BANK OF AMERICA CORP /DE/ 20,000 72,000 1.07%
10 MILLENNIUM MANAGEMENT LLC 31,767 114,000 1.69%
11 Coe Capital Management, LLC 67,000 240,530 3.56%
12 Opus Point Partners Management, LLC 89,530 321,000 4.76%
13 US BANCORP \DE\ 100,000 359,000 5.32%
14 EQUITEC PROPRIETARY MARKETS, LLC 198,510 713,000 10.57%
15 Curi Capital, LLC 564,658 2,027,000 30.04%
16 FMR LLC 800,251 2,873,000 42.57%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.