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NATIONAL HOLDINGS CORP COM NEW
NATIONAL HOLDINGS CORP COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 10 Institutional holders with a total value of $7,097,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Curi Capital, LLC 1,255,037 3,552,000 50.05%
2 Curi Capital, LLC 1,065,808 3,016,000 42.50% Put
3 VANGUARD GROUP INC 107,298 303,000 4.27%
4 Frontier Wealth Management LLC 50,000 142,000 2.00%
5 BANK OF AMERICA CORP /DE/ 20,000 57,000 0.80%
6 UBS Group AG 6,028 17,000 0.24%
7 IFP ADVISORS, INC 2,417 7,000 0.10%
8 BlackRock Finance, Inc. 903 3,000 0.04%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%
10 ROYAL BANK OF CANADA 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.