Dark
Light
System
Security
GOLDMAN SACHS BDC INC
GOLDMAN SACHS BDC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $217,533,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 19 380 0.00%
2 ACROSPIRE INVESTMENT MANAGEMENT LLC 189 4,000 0.00%
3 JPMORGAN CHASE & CO 1,200 24,000 0.01%
4 GENEOS WEALTH MANAGEMENT INC. 1,670 33,000 0.02%
5 ADVISOR GROUP, INC. 1,788 34,000 0.02%
6 MSI Financial Services Inc 1,716 34,000 0.02%
7 IFP ADVISORS, INC 2,430 49,000 0.02%
8 WFG Advisors, LP 3,350 67,000 0.03%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,781 96,000 0.04%
10 Highlander Capital Management, LLC 5,000 100,000 0.05%
11 PineBridge Investments, L.P. 9,334 187,000 0.09%
12 STARFIRE INVESTMENT ADVISERS, INC. 1,669 247,980 0.11%
13 Greenwich Investment Management, Inc. 12,640 253,000 0.12%
14 B. Riley Wealth Advisors, Inc. 13,142 263,000 0.12%
15 NUVEEN ASSET MANAGEMENT INC. 15,642 313,000 0.14%
16 RAYMOND JAMES TRUST N.A. 16,650 333,000 0.15%
17 CITIGROUP INC 17,820 356,000 0.16%
18 BROWN BROTHERS HARRIMAN & CO 20,000 400,000 0.18%
19 RAYMOND JAMES & ASSOCIATES 22,493 450,000 0.21%
20 GSA CAPITAL PARTNERS LLP 22,715 454,000 0.21%
21 Private Advisor Group, LLC 24,757 495,000 0.23%
22 TCW GROUP INC 24,800 496,000 0.23%
23 CORRADO ADVISORS, LLC 24,910 498,000 0.23%
24 Raymond James Financial Services Advisors, Inc. 24,908 498,000 0.23%
25 Advisors Asset Management, Inc. 29,133 582,000 0.27%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,602 672,000 0.31%
27 CIBC WORLD MARKET INC. 35,949 719,000 0.33%
28 KAYNE ANDERSON CAPITAL ADVISORS LP 36,600 730,000 0.34%
29 SALZHAUER MICHAEL 46,328 926,000 0.43%
30 LPL Financial LLC 49,201 984,000 0.45%
31 CLOUGH CAPITAL PARTNERS L P 53,000 1,059,000 0.49%
32 NEW ENGLAND ASSET MANAGEMENT INC 54,218 1,084,000 0.50%
33 ARES MANAGEMENT LLC 60,952 1,218,000 0.56%
34 Sumitomo Mitsui DS Asset Management Company, Ltd 64,158 1,282,000 0.59%
35 Legal & General Group Plc 66,339 1,327,000 0.61%
36 ROYAL BANK OF CANADA 69,756 1,395,000 0.64%
37 ADVISORY RESEARCH INC 70,778 1,415,000 0.65%
38 ANCHOR CAPITAL ADVISORS LLC 74,682 1,493,000 0.69%
39 Texas Yale Capital Corp. 75,450 1,508,000 0.69%
40 GUGGENHEIM CAPITAL LLC 84,893 1,697,000 0.78%
41 STEELHEAD PARTNERS LLC 88,400 1,767,000 0.81%
42 BANK OF AMERICA CORP /DE/ 90,603 1,811,000 0.83%
43 Invesco Ltd. 90,812 1,816,000 0.83%
44 WELLS FARGO & COMPANY/MN 103,609 2,071,000 0.95%
45 MCKINLEY CAPITAL MANAGEMENT LLC 104,598 2,091,000 0.96%
46 VAN ECK ASSOCIATES CORP 137,653 2,752,000 1.27%
47 BlackRock Group LTD 173,325 3,465,000 1.59%
48 MORGAN STANLEY 211,514 4,228,000 1.94%
49 CONFLUENCE INVESTMENT MANAGEMENT LLC 218,493 4,368,000 2.01%
50 West Family Investments, Inc. 244,902 4,896,000 2.25%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.