| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 6,483,653 | 159,757,000 | 59.06% | ||
| 2 | MORGAN STANLEY | 567,942 | 13,995,000 | 5.17% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 385,781 | 9,506,000 | 3.51% | ||
| 4 | ADVISORY RESEARCH INC | 355,846 | 8,768,000 | 3.24% | ||
| 5 | Sumitomo Mitsui DS Asset Management Company, Ltd | 338,990 | 8,352,000 | 3.09% | ||
| 6 | BlackRock Finance, Inc. | 298,196 | 7,348,000 | 2.72% | ||
| 7 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 228,620 | 5,633,000 | 2.08% | ||
| 8 | VAN ECK ASSOCIATES CORP | 227,889 | 5,615,000 | 2.08% | ||
| 9 | MCKINLEY CAPITAL MANAGEMENT LLC | 166,803 | 4,110,000 | 1.52% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 156,233 | 3,849,000 | 1.42% | ||
| 11 | CIBC WORLD MARKET INC. | 139,470 | 3,437,000 | 1.27% | ||
| 12 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 132,494 | 3,264,000 | 1.21% | ||
| 13 | Texas Yale Capital Corp. | 108,980 | 2,685,000 | 0.99% | ||
| 14 | WELLS FARGO & COMPANY/MN | 101,138 | 2,492,000 | 0.92% | ||
| 15 | LPL Financial LLC | 97,225 | 2,391,000 | 0.88% | ||
| 16 | HARVEST CAPITAL MANAGEMENT INC | 92,788 | 2,286,000 | 0.85% | ||
| 17 | Legal & General Group Plc | 88,175 | 2,172,000 | 0.80% | ||
| 18 | ANCHOR CAPITAL ADVISORS LLC | 79,457 | 1,958,000 | 0.72% | ||
| 19 | Advisors Asset Management, Inc. | 78,346 | 1,930,000 | 0.71% | ||
| 20 | ROYAL BANK OF CANADA | 78,261 | 1,929,000 | 0.71% | ||
| 21 | HighTower Advisors, LLC | 71,009 | 1,742,000 | 0.64% | ||
| 22 | Yorktown Management & Research Co Inc | 70,000 | 1,725,000 | 0.64% | ||
| 23 | Invesco Ltd. | 69,626 | 1,716,000 | 0.63% | ||
| 24 | NEW ENGLAND ASSET MANAGEMENT INC | 54,218 | 1,336,000 | 0.49% | ||
| 25 | CLOUGH CAPITAL PARTNERS L P | 53,000 | 1,306,000 | 0.48% | ||
| 26 | SALZHAUER MICHAEL | 50,128 | 1,235,000 | 0.46% | ||
| 27 | HSBC HOLDINGS PLC | 50,000 | 1,232,000 | 0.46% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 40,877 | 1,007,000 | 0.37% | ||
| 29 | Barnett & Company, Inc. | 36,600 | 902,000 | 0.33% | PRN | |
| 30 | MACKENZIE FINANCIAL CORP | 32,545 | 802,000 | 0.30% | ||
| 31 | Greenwich Investment Management, Inc. | 31,430 | 774,000 | 0.29% | ||
| 32 | NUVEEN ASSET MANAGEMENT INC. | 22,475 | 560,000 | 0.21% | ||
| 33 | Ballentine Partners, LLC | 22,505 | 555,000 | 0.21% | ||
| 34 | CITIGROUP INC | 20,939 | 516,000 | 0.19% | ||
| 35 | STIFEL FINANCIAL CORP | 19,400 | 478,000 | 0.18% | ||
| 36 | Raymond James Financial Services Advisors, Inc. | 15,767 | 388,000 | 0.14% | ||
| 37 | SALZHAUER MICHAEL | 5,600 | 357,000 | 0.13% | Call | |
| 38 | BANK OF MONTREAL /CAN/ | 14,000 | 345,000 | 0.13% | ||
| 39 | RAYMOND JAMES & ASSOCIATES | 13,738 | 339,000 | 0.13% | ||
| 40 | TCW GROUP INC | 13,600 | 335,000 | 0.12% | ||
| 41 | Magnetar Financial LLC | 11,483 | 283,000 | 0.10% | ||
| 42 | Cambridge Investment Research Advisors, Inc. | 10,306 | 254,000 | 0.09% | ||
| 43 | Sigma Planning Corp | 10,276 | 253,000 | 0.09% | ||
| 44 | DAVENPORT & Co LLC | 9,300 | 218,736 | 0.08% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,559 | 162,000 | 0.06% | ||
| 46 | Global X Management CO LLC | 5,698 | 140,000 | 0.05% | ||
| 47 | JPMORGAN CHASE & CO | 1,891 | 47,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
