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GOLDMAN SACHS BDC INC
GOLDMAN SACHS BDC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 67 Institutional holders with a total value of $301,517,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WESTSIDE INVESTMENT MANAGEMENT, INC. 115 2,703 0.00%
2 Archford Capital Strategies, LLC 695 16,000 0.01%
3 MSI Financial Services Inc 1,148 27,000 0.01%
4 ADVISOR GROUP, INC. 1,418 33,000 0.01%
5 GENEOS WEALTH MANAGEMENT INC. 1,670 39,000 0.01%
6 NEXT Financial Group, Inc 2,471 58,000 0.02%
7 WFG Advisors, LP 3,747 88,000 0.03%
8 Global X Management CO LLC 3,806 90,000 0.03%
9 IFP ADVISORS, INC 4,379 103,000 0.03%
10 Highlander Capital Management, LLC 5,000 118,000 0.04%
11 Creative Planning 5,267 124,000 0.04%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,429 175,000 0.06%
13 LIDO ADVISORS, LLC 7,851 185,000 0.06%
14 BB&T SECURITIES, LLC 9,300 202,000 0.07%
15 WEDBUSH SECURITIES INC 8,768 206,000 0.07%
16 DAVENPORT & Co LLC 9,300 218,000 0.07%
17 PineBridge Investments, L.P. 10,196 240,000 0.08%
18 RAYMOND JAMES TRUST N.A. 11,650 274,000 0.09%
19 STIFEL FINANCIAL CORP 12,700 299,000 0.10%
20 MACKENZIE FINANCIAL CORP 13,250 312,000 0.10%
21 CITIGROUP INC 16,126 380,000 0.13%
22 Greenwich Investment Management, Inc. 16,715 393,000 0.13%
23 B. Riley Wealth Advisors, Inc. 16,904 398,000 0.13%
24 TCW GROUP INC 17,700 416,000 0.14%
25 NUVEEN ASSET MANAGEMENT INC. 17,806 419,000 0.14%
26 SALZHAUER MICHAEL 5,600 426,000 0.14% Call
27 CORRADO ADVISORS, LLC 22,475 529,000 0.18%
28 Ballentine Partners, LLC 22,505 529,000 0.18%
29 Raymond James Financial Services Advisors, Inc. 27,833 655,000 0.22%
30 Barnett & Company, Inc. 30,500 717,000 0.24% PRN
31 Homrich & Berg 31,865 749,000 0.25%
32 RAYMOND JAMES & ASSOCIATES 33,268 782,000 0.26%
33 Private Advisor Group, LLC 34,443 809,000 0.27%
34 HSBC HOLDINGS PLC 50,000 1,176,000 0.39%
35 SALZHAUER MICHAEL 50,128 1,179,000 0.39%
36 HighTower Advisors, LLC 51,748 1,224,000 0.41%
37 CLOUGH CAPITAL PARTNERS L P 53,000 1,247,000 0.41%
38 NEW ENGLAND ASSET MANAGEMENT INC 54,218 1,275,000 0.42%
39 BANK OF MONTREAL /CAN/ 58,000 1,334,000 0.44%
40 STERLING INVESTMENT ADVISORS, LTD. 62,650 1,474,000 0.49%
41 West Family Investments, Inc. 63,881 1,502,000 0.50%
42 Invesco Ltd. 69,411 1,632,000 0.54%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 71,779 1,688,000 0.56%
44 LPL Financial LLC 74,677 1,739,000 0.58%
45 ANCHOR CAPITAL ADVISORS LLC 77,674 1,827,000 0.61%
46 ROYAL BANK OF CANADA 77,940 1,834,000 0.61%
47 Advisors Asset Management, Inc. 80,854 1,902,000 0.63%
48 Legal & General Group Plc 82,475 1,940,000 0.64%
49 Texas Yale Capital Corp. 95,705 2,251,000 0.75%
50 HARVEST CAPITAL MANAGEMENT INC 96,984 2,281,000 0.76%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.