Dark
Light
System
Security
SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 301 Institutional holders with a total value of $2,575,050,593.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 5 0 0.00%
2 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Call
3 Oakworth Capital, Inc. 4 0 0.00%
4 Archford Capital Strategies, LLC 10 0 0.00%
5 WEALTHFRONT CORP 1 0 0.00%
6 MUFG Americas Holdings Corp 25 1,000 0.00%
7 DUNCKER STREETT & CO INC 55 2,000 0.00%
8 Advisory Services Network, LLC 62 2,000 0.00%
9 Winslow, Evans & Crocker, Inc. 58 2,200 0.00%
10 MONROE BANK & TRUST/MI 72 3,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 100 4,000 0.00%
12 SEI INVESTMENTS CO 147 5,000 0.00%
13 SYNOVUS FINANCIAL CORP 120 5,000 0.00%
14 ACADIAN ASSET MANAGEMENT LLC 137 6,000 0.00%
15 CAPITAL GUARDIAN TRUST CO 176 7,000 0.00%
16 Evercore Wealth Management, LLC 200 8,000 0.00%
17 NEXT Financial Group, Inc 200 8,000 0.00%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 245 10,000 0.00%
19 Cable Hill Partners, LLC 353 13,000 0.00%
20 Weaver C. Barksdale & Associates, Inc. 345 13,000 0.00%
21 First Horizon Advisors, Inc. 431 16,000 0.00%
22 CENTRAL TRUST Co 600 23,000 0.00%
23 FIFTH THIRD BANCORP 670 26,000 0.00%
24 PANAGORA ASSET MANAGEMENT INC 1,000 39,000 0.00%
25 Joel Isaacson & Co., LLC 1,047 40,000 0.00%
26 DREMAN VALUE MANAGEMENT, L L C 1,120 43,000 0.00%
27 VIRTUS CAPITAL ADVISERS, LLC 1,456 56,000 0.00%
28 HAP Trading, LLC 16,800 58,000 0.00% Call
29 Point72 Hong Kong Ltd 1,553 60,000 0.00%
30 TradeLink Global Equity LLC 1,700 66,000 0.00%
31 BROOKFIELD Corp /ON/ 1,800 69,000 0.00%
32 UBS Group AG 1,800 69,000 0.00% Call
33 HAP Trading, LLC 11,100 70,000 0.00% Put
34 TEACHER RETIREMENT SYSTEM OF TEXAS 2,005 77,000 0.00%
35 Creative Planning 2,451 95,000 0.00%
36 SEVEN EIGHT CAPITAL, LP 2,646 102,000 0.00%
37 Tower Research Capital LLC (TRC) 2,669 103,000 0.00%
38 ENVESTNET ASSET MANAGEMENT INC 2,769 107,000 0.00%
39 SIMPLEX TRADING, LLC 3,657 141,000 0.01%
40 Somerset Trust Co 3,986 154,000 0.01%
41 PRELUDE CAPITAL MANAGEMENT, LLC 4,600 177,000 0.01%
42 CANADA LIFE ASSURANCE Co 4,622 178,000 0.01%
43 PEAK6 Group LLC 5,000 193,000 0.01% Call
44 Advisors Preferred, LLC 5,100 196,758 0.01%
45 M&T BANK CORP 5,235 202,000 0.01%
46 SIMMONS FIRST TRUST CO NA 5,571 215,000 0.01%
47 STEVENS CAPITAL MANAGEMENT LP 5,631 217,000 0.01%
48 AMERICAN CAPITAL MANAGEMENT INC 5,700 220,000 0.01%
49 BLAIR WILLIAM & CO/IL 5,950 229,000 0.01%
50 ALPS ADVISORS INC 6,004 232,000 0.01%
Page 1 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.